4//SEC Filing
Chaudhuri Kali P 4
Accession 0001019687-05-000263
CIK 0001051488other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 9:55 PM ET
Size
11.7 KB
Accession
0001019687-05-000263
Insider Transaction Report
Form 4
Chaudhuri Kali P
10% Owner
Transactions
- Other
Common Stock Option (Right to Buy)
2005-01-31−50,000,000→ 0 totalExercise: $0.30Exp: 2009-11-16→ Common Stock (50,000,000 underlying) - Other
Secured Convertible Promissory Note
2005-01-31−160,000,000→ 0 totalExercise: $0.00From: 2004-09-28Exp: 2005-09-29→ Common Stock (160,000,000 underlying) - Other
Stock Purchase Warrant (Right to Buy)
2005-01-31+60,000,000→ 0 totalFrom: 2007-01-31Exp: 2008-07-21→ Common Stock (60,000,000 underlying)
Footnotes (4)
- [F1]The option was granted pursuant to the First Amendment to Secured Convertible Note Purchase Agreement dated as of November 16, 2004 between the issuer and the reporting person. The Secured Convertible Promissory Note ("Note") was granted pursuant to the Secured Convertible Note Purchase Agreement dated as of September 28, 2004 between the issuer and the reporting person. The option and the Note were rescinded and cancelled pursuant to the Rescission, Restructuring, and Assignment Agreement dated January 31, 2005 ("Rescission Agreement") between the issuer, the reporting person and certain other parties. The reporting person was issued the Stock Purchase Warrant pursuant to the Rescission Agreement.
- [F2]The option would have become exercisable in whole or in part at any time on or after the date that Anil V. Shah, M.D. or his assignee or designee exercises the first tranche of an option as provided in Section 1.1(a) of a Purchase Option Agreement dated as of November 16, 2004 between the issuer and Dr. Shah.
- [F3]The exercise price for the first 34,538,153 shares purchased is $0.003125 per share. The exercise price for the remainder of the shares is $0.078 per share if exercised between 1/31/2007 and 7/30/2007, $0.11 per share if exercised between 7/31/2007 and 1/30/2008, and $0.15 per share thereafter.
- [F4]The warrant will not vest and become exercisable within 60 days after the date of this statement.
Documents
Issuer
Integrated Healthcare Holdings
CIK 0001051488
Entity typeother
Related Parties
1- filerCIK 0001305503
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 9:55 PM ET
- Size
- 11.7 KB