4//SEC Filing
Lubock Paul 4
Accession 0001019687-10-002553
CIK 0001097136other
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 7:18 PM ET
Size
25.5 KB
Accession
0001019687-10-002553
Insider Transaction Report
Form 4
SENORX INCSENO
Lubock Paul
Sr VP and Chief Tech Officer
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2010-07-06−10,000→ 0 totalExercise: $3.71Exp: 2016-02-17→ Common Stock (10,000 underlying) - Tax Payment
Common Stock
2010-02-26$7.19/sh−1,196$8,599→ 194,477 total - Disposition to Issuer
Employee Stock Option (right to buy)
2010-07-06−23,020→ 0 totalExercise: $8.30Exp: 2015-02-27→ Common Stock (23,020 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-07-06−70,131→ 0 totalExercise: $2.28Exp: 2015-11-19→ Common Stock (70,131 underlying) - Disposition to Issuer
Restricted Stock Units
2010-07-06−3,049→ 0 total→ Common Stock (3,049 underlying) - Exercise/Conversion
Common Stock
2010-02-26+3,049→ 195,673 total - Disposition to Issuer
Common Stock
2010-07-06−195,397→ 0 total - Exercise/Conversion
Restricted Stock Units
2010-02-26−3,049→ 3,049 total→ Common Stock (3,049 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-07-06−20,000→ 0 totalExercise: $8.89Exp: 2017-08-20→ Common Stock (20,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-07-06−56,105→ 0 totalExercise: $3.00Exp: 2016-02-26→ Common Stock (56,105 underlying)
Footnotes (15)
- [F1]Includes 1,000 shares acquired on May 15, 2009 and 972 shares acquired on November 16, 2009 pursuant to the SenoRx, Inc. Employee Stock Purchase Plan (the "ESPP").
- [F10]Pursuant to the Merger Agreement, the option was cancelled upon the effectiveness of the merger in exchange for a cash payment of $72,900.00, which represents the excess of $11.00 over the per share exercise price of the option.
- [F11]Pursuant to the Merger Agreement, the option vested in full immediately prior to the effectiveness of the merger.
- [F12]Pursuant to the Merger Agreement, the option was cancelled upon the effectiveness of the merger in exchange for a cash payment of $42,200.00, which represents the excess of $11.00 over the per share exercise price of the option.
- [F13]Pursuant to the Merger Agreement, the option was cancelled upon the effectiveness of the merger in exchange for a cash payment of $62,154.00, which represents the excess of $11.00 over the per share exercise price of the option.
- [F14]Pursuant to the Merger Agreement, the option was cancelled upon the effectiveness of the merger in exchange for a cash payment of $611,542.32, which represents the excess of $11.00 over the per share exercise price of the option.
- [F15]Pursuant to the Merger Agreement, the option was cancelled upon the effectiveness of the merger in exchange for a cash payment of $448,840.00, which represents the excess of $11.00 over the per share exercise price of the option.
- [F2]Includes 920 shares acquired on May 17, 2010 pursuant to the ESPP.
- [F3]Pursuant to the Agreement and Plan of Merger between the Issuer, C.R. Bard, Inc. and Raptor Acquisition Corp. dated May 4, 2010 (the "Merger Agreement"), each share of SENO common stock will be exchanged for $11.00 in cash.
- [F4]Each restricted stock unit represents a contingent right to receive one share of SENO common stock.
- [F5]The restricted stock units vest in two equal annual installments beginning February 26, 2010.
- [F6]Not applicable.
- [F7]The restricted stock units vest on February 26, 2011.
- [F8]Pursuant to the Merger Agreement, the restricted stock units were cancelled upon the effectiveness of the merger in exchange for a cash payment of $33,539.00, which represents $11.00 for each outstanding unit.
- [F9]The option is fully vested and immediately exercisable.
Documents
Issuer
SENORX INC
CIK 0001097136
Entity typeother
Related Parties
1- filerCIK 0001392419
Filing Metadata
- Form type
- 4
- Filed
- Jul 6, 8:00 PM ET
- Accepted
- Jul 7, 7:18 PM ET
- Size
- 25.5 KB