13F-HR 1 d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 ------------------ Check here if Amendment [_]; Amendment Number: ____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NewBridge Partners, LLC ------------------------------------------- Address: 535 Madison Avenue, 14th Floor ------------------------------------------- New York, New York 10022 ------------------------------------------- ------------------------------------------- Form 13F File Number: 28- 5523 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathy T. Abramson ------------------------------------------- Title: Chief Financial Officer ------------------------------------------- Phone: (212) 745-1000 ------------------------------------------- Signature, Place, and Date of Signing: /s/ Kathy T. Abramson New York, New York October 30, 2001 ----------------------- -------------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------- Form 13F Information Table Entry Total: 84 ---------------- Form 13F Information Table Value Total: $2,548,216 ---------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name None 28-____________ ___________________ ---- [Repeat as necessary.] NewBridge Partners, LLC Form 13F Information Table For the quarter ended September 30, 2001

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------- -------- -------- -------- INVESTMENT DISCRETION VOTING AUTHORITY TITLE OF VALUE PUT/ OTHER NAME OF ISSUER ~~TITLE OF~~ CLASS CUSIP (x$1000) SHRS CALL SOLE SHARED OTHER MANAGERS SOLE SHARED NONE -------------- --------- ----- ----- -------- ---- ---- ---- ------ ----- -------- ---- ------ ---- A E S CORP COM COMMON 00130H105 ~~91,942~~940 273,~~135,692~~326 265,~~128,617~~326 ~~485~~0 68,~~590~~000 150,~~314,144~~831 ~~3,715~~0 ~~817~~22,~~833~~495 A O L TIME WARNER COMMON 00184A105 ~~341~~194,~~746~~089 65,~~448~~863,~~043~~726 65,~~403~~824,~~803~~726 21,~~450~~500 4137,~~790~~500 3,~~578~~314,~~492~~407 60,~~996~~046 2,~~808~~489,~~555~~273 ABBOTT LABS COMMON 002824100 1,~~247~~193 2523,~~974~~000 1715,~~974~~000 0 8,000 0 0 2523,~~974~~000 AMERICAN HOME PRODS C COMMON 026609107 ~~652~~562 119,~~150~~650 108,~~150~~650 0 1,000 0 0 119,~~150~~650 AMERICAN INTL GROUP I COMMON 026874107 ~~264~~203,~~558~~734 32,~~076~~611,~~259~~972 ~~3,058,864 485 16,910~~ 2,~~247~~597,~~225~~711 ~~7,293~~298 ~~821~~13,~~741~~963 ~~AMERICAN TOWER CORP C COMMON 029912201~~ 1,~~295 62~~827,~~660~~673 617,~~545~~106 1777,~~115~~193 ~~0 46,745 1,115 14,800~~ AMGEN INC COM COMMON 031162100 ~~103~~95,~~561~~136 1,~~706~~618,~~670~~779 1,~~699~~614,~~695~~071 ~~415~~258 64,~~560~~450 1,~~090~~029,~~782~~473 32,~~050~~898 ~~612~~586,~~838~~408 APPLIED MICRO CIRCUIT COMMON 03822W109 ~~1,568~~83 9111,~~178~~930 8911,~~578~~930 ~~1,600~~0 0 6611,~~053~~930 ~~1,600 23,525 AT&T CORP COM LBRTY M COMMON 001957208 960 54,870 54,870~~ 0 0 ~~2,090 0 52,780~~ AUTOMATIC DATA PROCES COMMON 053015103 ~~447~~423 9,000 9,000 0 0 0 0 9,000 BAXTER INTL INC COMMON 071813109 ~~206~~232 4,210 4,210 0 0 0 0 4,210 ~~BEA SYS INC COM COMMON 073325102 1,285 41,845 41,125 720 0 29,580 720 11,545~~ BERKSHIRE HATHAWAY IN COMMON 084670207 5,~~157~~224 2,242 2,242 0 0 0 0 2,242 ~~BERKSHIRE HATHAWAY IN COMMON 084670108 208 3 3 0 0 0 0 3~~ BRISTOL MYERS SQUIBB COMMON 110122108 ~~688~~659 1311,~~164~~864 1211,~~428~~128 0 736 18 0 1311,~~146~~846 BROADCOM CORP COM COMMON 111320107 7533,~~022~~916 1,~~754~~670,~~486~~749 1,~~748~~667,~~991~~984 1,~~935~~265 31,~~560~~500 1,~~151~~095,~~350~~183 98,~~575~~920 ~~593~~566,~~561~~646 BROCADE COMMUNICATION COMMON 111621108 5829,~~201~~364 12,~~325~~092,~~755~~971 12,~~321~~089,~~305~~796 21,~~290~~875 21,~~160~~300 ~~861~~1,~~671~~447,612 76,~~210~~830 ~~456~~638,~~874~~529 CELESTICA INC SUB VTG COMMON 15101Q108 31,~~779~~794 7365,~~375~~825 7164,~~780~~825 1,~~595~~000 0 5045,~~825~~915 1,~~595~~000 2018,~~955~~910 CHECK POINT SOFTWARE COMMON M22465104 ~~1,267~~506 2522,~~050~~987 2422,~~550~~487 500 0 16,~~145~~032 500 86,~~405~~455 ~~CIENA CORP COM COMMON 171779101 2,860 75,273 74,078 1,195 0 39,038 1,195 35,040~~ CISCO SYS INC COM COMMON 17275R102 ~~169~~108,~~010~~641 98,~~286~~919,~~276~~591 98,~~187~~831,~~626~~426 54,~~150~~165 9384,~~500~~000 4,~~849~~662,~~295~~018 6362,~~027~~132 4,~~373~~195,~~954~~441 CITIGROUP INC COM COMMON 172967101 ~~287~~185,~~960~~987 54,~~449~~592,~~665~~281 54,~~412~~560,~~439~~647 ~~867~~534 3631,~~359~~100 3,~~824~~054,~~234~~583 18,~~967~~635 1,~~606~~519,~~464~~063 CLEAR CHANNEL COMMUNI COMMON 184502102 ~~164~~90,~~888~~813 2,~~629~~284,~~797~~593 2,~~626~~284,~~822~~328 ~~490~~265 ~~2,485~~0 1,~~880~~559,~~698~~599 6,~~455~~230 ~~742~~718,~~644~~764 COCA COLA CO COMMON 191216100 ~~842~~829 1817,700 43,000 0 14,700 0 0 1817,700 COLGATE PALMOLIVE CO COMMON 194162103 ~~767~~757 13,000 0 0 13,000 0 0 13,000 CONVERGYS CORP COM COMMON 212485106 1,~~430~~208 4743,~~275~~535 4642,~~325~~585 950 0 3128,~~470~~520 950 14,~~855~~065 ~~COSTCO WHOLESALE CORP COMMON 22160K105 210 5,112 5,112 0 0 0 0 5,112~~ DELL COMPUTER CORP CO COMMON 247025109 ~~561~~300 2116,~~450~~210 1816,~~450~~210 0 ~~3,000~~0 ~~2,350~~110 0 1916,100 DISNEY WALT PRODTNS COMMON 254687106 ~~309~~199 10,694 10,694 0 0 0 0 10,694 DU PONT E I DE NEMOUR COMMON 263534109 ~~652~~505 13,~~509~~458 13,458 510 0 0 510 13,458 E M C CORP MASS COM COMMON 268648102 ~~206~~82,~~633~~189 76,~~113~~994,~~002~~807 76,~~060~~947,~~652~~922 32,~~220~~185 4944,~~130~~700 3,~~881~~883,~~845~~368 3433,~~380~~485 3,~~196~~077,~~777~~954 EXXON CORPORATION COMMON 30231G102 1,~~937~~716 2243,~~176~~552 1223,~~120~~440 0 1020,~~056~~112 0 0 2243,~~176~~552 FEDERAL NAT MORTGAGE COMMON 313586109 ~~609~~572 7,150 7,150 0 0 0 0 7,150 FIRST DATA CORP COM COMMON 319963104 1,~~276~~141 19,~~865~~580 1918,~~515~~980 ~~350~~600 0 1413,~~365~~605 ~~350~~600 5,~~150~~375 FIRST NB ANCHORAGE AL COMMON 322387101 ~~203~~204 180 180 0 0 0 0 180 FISHER TRANSN SVCS IN COMMON 338034101 0 12,000 12,000 0 0 0 0 12,000 FOREST LABS INC COM COMMON 345838106 7574,~~456~~145 1,~~062~~027,~~754~~795 1,~~061~~023,~~964~~135 ~~235~~160 ~~555~~4,500 ~~683~~641,~~209~~620 4,~~555~~480 ~~374~~381,~~990~~695 GEMSTAR-TV GUIDE INTL COMMON 36866W106 556 28,210 27,410 800 0 22,355 800 5,055 GENENTECH INC COM NEW COMMON 368710406 ~~103~~80,~~409~~457 1,~~876~~828,~~747~~562 1,~~871~~825,~~566~~613 ~~499~~349 42,~~682~~600 1,~~120~~084,~~138~~895 8,~~329~~209 ~~748~~735,~~280~~458 GENERAL ELEC CO COMMON 369604103 86,~~414~~327 ~~172~~170,~~604~~094 ~~158~~155,~~204~~694 0 14,400 ~~110~~300 0 ~~172~~169,~~494~~794 GENERAL MTRS CORP CL COMMON 370442832 21,~~673~~571 ~~131~~117,~~989~~852 ~~129~~115,~~989~~852 2,000 0 9988,~~834~~427 2,000 3027,~~155~~425 HARLEY DAVIDSON INC C COMMON 412822108 ~~154~~85,~~715~~914 32,~~286~~121,~~214~~334 32,~~272~~110,~~934~~264 ~~670~~270 1210,~~610~~800 21,~~169~~417,~~633~~544 ~~715~~330 1703,~~115,866~~460 HARTFORD FINL SVCS GR COMMON 416515104 ~~1,087~~933 15,886 0 0 15,886 0 0 15,886 ~~HEWLETT~~HOME ~~PACKARD~~DEPOT COINC COCOM COMMON ~~428236103~~437076102 8194,977 85,~~025~~081,492 255,041,519 573 39,400 3,152,024 18,388 1,911,080 HUNTINGTON BANCSHARES COMMON 446150104 1,549 89,508 89,508 0 80 0 0 89,~~000~~508 25I B M COMMON 459200101 5,219 56,900 20,900 0 836,000 100 0 56,800 INSIGHT ENTERPRISES I COMMON 45765U103 215 15,187 15,187 0 0 0 0 15,187 INTEL CORP COM COMMON 458140100 1,480 72,425 72,325 0 100 13,525 0 58,900

ITT INDS INC IND COM COMMON 450911102 356 7,943 0 0 7,943 0 0 7,943 J D S UNIPHASE CORP C COMMON 46612J101 23,526 3,722,419 3,715,929 3,430 3,060 2,553,852 17,755 1,150,812 J.P. MORGAN CHASE & C COMMON 46625H100 285 8,349 2,799 0 5,550 0 0 8,349 JOHNSON & JOHNSON COMMON 478160104 51,783 934,718 475,518 448,000 11,200 828 448,000 485,890 JUNIPER NETWORKS INC COMMON 48203R104 20,841 2,148,562 2,145,477 2,085 1,000 1,357,326 4,775 786,461 LIBERTY MEDIA CORP SE COMMON 530718105 685 53,910 53,910 0 0 1,830 0 52,080 LOWES COS INC COM COMMON 548661107 443 14,000 14,000 0 0 0 0 14,000 MANOR CARE INC COMMON 564055101 560 19,927 0 0 19,927 0 0 19,927 MEDTRONIC INC COM COMMON 585055106 219,493 5,045,820 5,024,885 535 20,400 3,356,402 18,450 1,670,968 MERCK & CO INC COMMON 589331107 3,120 46,851 45,851 0 1,000 75 0 46,776 MERRILL LYNCH & CO IN COMMON 590188108 155,708 3,835,178 3,819,263 415 15,500 2,647,875 13,900 1,173,403 METHANEX CORP COM COMMON 59151K108 242 50,000 50,000 0 0 0 0 50,000 MICROSOFT CORP COM COMMON 594918104 9,835 192,207 167,207 0 25,000 16,107 0 176,100 MINNESOTA MNG & MFG C COMMON 604059105 256 2,600 0 0 2,600 0 0 2,600 MORGAN STANLEY DEAN W COMMON 617446448 523 11,294 9,294 0 2,000 1,254 0 10,040 NBP TRUECROSSING FDS MUTUAL 628745101 121 27,244 27,244 0 0 0 0 27,244 NBP TRUECROSSING FDS MUTUAL 628745200 78 43,574 43,574 0 0 0 0 43,574 NOKIA CORP ADR SPONSO COMMON 654902204 112,554 7,191,965 7,165,925 3,340 22,700 4,519,563 20,530 2,651,872 NORTHERN TR CORP COM COMMON 665859104 283 5,400 0 0 5,400 0 0 5,400 OMNICOM GROUP COM COMMON 681919106 397 6,124 6,124 0 0 20 0 6,104 ORACLE SYS CORP COMMON 68389X105 1,850 147,080 144,080 3,000 0 104,879 3,000 39,201 PFIZER INC COMMON 717081103 205,206 5,117,353 5,093,108 645 23,600 3,508,287 18,690 1,590,376 PHILIP MORRIS COS INS COMMON 718154107 311 6,450 1,650 0 4,800 0 0 6,450 PRINS RECYCLING CORP COMMON 742544109 0 18,000 18,000 0 0 18,000 0 0 QUALCOMM INC COM COMMON 747525103 73,677 1,549,785 1,547,774 611 1,400 1,112,589 6,851 430,345 REDBACK NETWORKS INC COMMON 757209101 19 13,420 13,420 0 0 13,420 0 0 ROYAL DUTCH PETE CO N COMMON 780257804 528 10,500 0 0 10,500 0 0 10,500 RSTK ABTOX INC SER F FOREIGN 00386G991 0 120,387 120,387 0 0 0 0 120,387 SCHERING PLOUGH CORP COMMON 806605101 831 22,400 20,100 0 2,300 0 0 22,400 SCHLUMBERGER COMMON 806857108 213 4,663 2,637 0 2,026 0 0 4,663 SCHWAB CHARLES CORP N COMMON 808513105 101,976 8,867,517 8,804,067 1,450 62,000 5,509,156 72,395 3,285,966 SONIC SOLUTIONS COM COMMON 835460106 52 40,000 40,000 0 0 0 0 40,000 SSL International PLC FOREIGN G8401X108 0 12,999 12,999 0 0 0 0 12,999 ST JUDE MED INC COM COMMON 790849103 8,645 126,300 126,300 0 0 0 0 126,300 STRYKER CORP COM COMMON 863667101 529 10,000 10,000 0 0 0 0 10,000 SUN MICROSYSTEMS INC COMMON 866810104 2,092 252,934 251,434 1,500 0 131,772 1,500 119,662 TEXAS INSTRS INC COM COMMON 882508104 2,759 110,436 109,736 700 0 73,046 700 36,690 UNITED TECHNOLOGIES C COMMON 913017109 202 4,336 4,336 0 0 0 0 4,336 VERITAS SOFTWARE CO C COMMON 923436109 47,217 2,660,594 2,556,584 1,510 2,500 1,885,911 7,945 666,738 WAL MART STORES INC COMMON 931142103 3,298 66,636 52,636 0 14,000 100 0 66,536 WALGREEN COMPANY COMMON 931422109 227 6,600 1,000 0 5,600 0 0 6,600 WRIGLEY WM JR CO COMMON 982526105 1,231 24,000 0 0 24,000 0 0 24,000

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