4//SEC Filing
PLIMPTON FRANK 4
Accession 0001023844-10-000017
CIK 0001023844other
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 6:55 PM ET
Size
6.0 KB
Accession
0001023844-10-000017
Insider Transaction Report
Form 4
NATIONAL HOLDINGS CORPNHLD.OB
PLIMPTON FRANK
Director
Transactions
- Other
Warrants (right to purchase)
2010-10-05+73,525→ 73,525 totalExercise: $0.50→ Common Stock (73,525 underlying)
Footnotes (3)
- [F1]The Warrants were issued in consideration with the waiving of certain rights.
- [F2]The Warrants vest 33% immediately and 33% on each of the 1st and 2nd anniversaries of the date of grant.
- [F3]Each tranche of vested Warrants expire five years from the date of vesting.
Documents
Issuer
NATIONAL HOLDINGS CORP
CIK 0001023844
Entity typeother
Related Parties
1- filerCIK 0001272806
Filing Metadata
- Form type
- 4
- Filed
- Oct 5, 8:00 PM ET
- Accepted
- Oct 6, 6:55 PM ET
- Size
- 6.0 KB