⌘K

Login Start Free

Home/Insiders/PLIMPTON FRANK

PF

SEC Insider//CIK 0001272806

PLIMPTON FRANK

CIK 00012728063 companiesNEW YORK, NY

Transactions

7

Companies

3

Filings

6

CIK

0001272806

Recent Transactions

7 trades

Disposition from Tender
NATIONAL HOLDINGS CORP
Common Stock, par value $0.02 per share
2016-09-12$3.25/sh−151,129→ 0 total
Other
NATIONAL HOLDINGS CORP
Warrants (right to purchase)
2010-10-05+73,525→ 73,525 total
Purchase
NATIONAL HOLDINGS CORP
Warrants (right to purchase)
2010-07-12+1,005,205→ 1,005,205 total
Purchase
NATIONAL HOLDINGS CORP
Series C Preferred Stock
2010-07-12$50.00/sh+10,052→ 10,052 total
Award
GLEACHER & COMPANY, INC.
Common Stock
2009-06-16+24,900→ 24,900 total
Sale
NRG ENERGY, INC.$NRG
Common Stock
2004-12-21$31.16/sh−13,000,000→ 8,527,632 total
Award
NRG ENERGY, INC.$NRG
Common Stock
2004-03-12+11,294→ 21,527,632 total

Companies

3

Recent Filings

6

Address

BROADPOINT GLEACHER SECURITIES GROUP INC 12 EAST 49TH STREET, 31ST FLOOR

NEW YORK, NY, 10017

View on SEC.gov