4//SEC Filing
BARSTOW DEBORAH N 4
Accession 0001025835-10-000149
CIK 0001025835other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 1:36 PM ET
Size
17.4 KB
Accession
0001025835-10-000149
Insider Transaction Report
Form 4
BARSTOW DEBORAH N
SVP & Controller
Transactions
- Exercise/Conversion
Restricted Share Units
2010-12-15−273→ 57 total→ Common Stock (273 underlying) - Tax Payment
Common Stock
2010-12-15$10.69/sh−90$962→ 8,652 total - Exercise/Conversion
Common Stock
2010-12-15+273→ 8,742 total
Holdings
- 1,100
Common Stock
- 3,000
Incentive Stock Option (right to buy)
Exercise: $12.50From: 2004-10-01Exp: 2013-01-01→ Common Stock (3,000 underlying) - 624(indirect: 401 (k) Plan)
Common Stock
- 2,000
Incentive Stock Option (right to buy)
Exercise: $13.10From: 2004-10-01Exp: 2013-08-01→ Common Stock (2,000 underlying) - 2,500
Stock Settled Stock Appreciation Rights
Exercise: $25.63From: 2007-12-15Exp: 2017-06-15→ Common Stock (2,500 underlying) - 5,468
Stock Settled Stock Appreciation Rights
Exercise: $20.63From: 2008-12-15Exp: 2018-06-13→ Common Stock (5,468 underlying)
Footnotes (7)
- [F1]These shares are held jointly with spouse.
- [F2]The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
- [F3]Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options.
- [F4]Each RSU represents the right to recieve one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F5]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F6]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
- [F7]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001325343
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 1:36 PM ET
- Size
- 17.4 KB