Huffman Bridget 4

4 · ENTERPRISE FINANCIAL SERVICES CORP · Filed Mar 6, 2026

AI-generated summary of this filing

Updated Mar 7, 2026

Enterprise Financial (EFSC) SEVP Bridget Huffman Receives Award

What Happened

Bridget Huffman, Senior Executive Vice President and Chief Risk Officer of Enterprise Financial Services Corp. (EFSC), was granted a derivative award of 1,323 shares on March 4, 2026. The filing reports the acquisition at $0.00 per share (typical for restricted stock units or other non‑cash equity awards); no cash changed hands at grant. This is an award/grant (not an open‑market purchase or sale).

Key Details

Transaction date: 2026-03-04; Form 4 filed: 2026-03-06 (appears timely).
Reported transaction: Award/Grant (derivative) of 1,323 shares at $0.00 per share; total reported value = $0.
Shares owned after the transaction: not specified in the provided filing excerpt.
Footnotes: F3 indicates RSUs were granted under the Company’s 2018 Stock Incentive Plan. Several footnotes describe vesting and exercise timing: F4–F7 set out various RSU vesting schedules (including 100% vesting in Q1 2027/2028/2029 and a 33% annual vesting schedule with final vest 4/14/2026). F1–F2 describe option exercisability in Q1 2027/Q1 2028 for option grants noted elsewhere in the filing. All vesting is subject to continued employment by the reporting person.
No indication in this filing that shares were immediately sold or that a 10b5‑1 plan was used.

Context

The filing records a grant of equity compensation (likely RSUs per F3). RSUs convert into actual shares only when they vest; until then they are a contingent/derivative award. Because this is an award (not a purchase), it does not reflect an immediate cash investment by the insider. Purchases are generally more informative about insider sentiment; awards are routine forms of executive compensation and are typically tied to retention or performance/tenure conditions.

Form 4

Period: 2026-03-04

SEVP, Chief Risk Officer

Transactions

Award
Restricted Share Units
[F3][F7]
2026-03-04+1,323→ 1,323 total
→ Common Stock (1,323 underlying)

Holdings

Common Stock
6,849
Non Qualified Stock Option (Right to Buy)
[F1]
Exercise: $39.50Exp: 2034-02-28→ Common Stock (3,791 underlying)
3,791
Non Qualified Stock Option (Right to Buy)
[F2]
Exercise: $57.17Exp: 2035-03-04→ Common Stock (3,322 underlying)
3,322
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81From: 2024-02-06Exp: 2031-02-25→ Common Stock (816 underlying)
816
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34From: 2025-02-03Exp: 2032-02-24→ Common Stock (737 underlying)
737
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46From: 2026-02-10Exp: 2033-02-28→ Common Stock (1,668 underlying)
1,668
Restricted Share Units
[F3][F4]
→ Common Stock (724 underlying)
724
Restricted Share Units
[F3][F5]
→ Common Stock (1,111 underlying)
1,111
Restricted Share Units
[F3][F6]
→ Common Stock (380 underlying)
380

Footnotes (7)

[F1]This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
[F2]The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
[F3]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
[F4]The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
[F5]The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
[F6]The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
[F7]The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Signature

/s/ Bridget Huffman|2026-03-06

1 file