Handley Kevin L 4

What Happened
Kevin L. Handley, Chief Credit Officer of Enterprise Financial Services Corp (EFSC), received a grant of 1,140 derivative securities reported as an award/acquisition on March 4, 2026. The transaction is reported at $0.00 per share because these are grant-type derivative awards (restricted stock units and/or stock-option related awards), not a cash purchase.

Key Details

• Transaction date: 2026-03-04; Form filed 2026-03-06 (appears timely).
• Reported transaction: Grant/Award (code A) of 1,140 derivative shares at $0.00.
• Shares owned after transaction: Not specified in the provided data.
• Notable footnotes from the filing:
  • F1/F2: Some options become exercisable in Q1 2027 and Q1 2028 (subject to continued employment).
  • F3: RSUs were granted under the Company’s 2018 Stock Incentive Plan; each RSU converts to one share subject to the grant agreement.
  • F4–F7: RSU vesting schedule includes 100% vesting dates in Q1 2027, Q1 2028, April 14, 2026, and Q1 2029 (each subject to continued employment).
• No indication of a sale, cashless exercise, 10b5-1 plan, or tax-withholding sale in the provided data.

Context
This filing documents an executive equity award (derivative securities such as RSUs and/or options) rather than an open-market buy or sale. Grants are common for executive compensation and vest over time per the noted footnotes; they do not by themselves indicate immediate buying or selling sentiment.