NELLCOR PURITAN BENNETT INC 4
4 · NELLCOR PURITAN BENNETT INC · Filed Sep 18, 1997
Insider Transaction Report
Form 4
DOLE BURTON A JR
Director
Transactions
- Gift
common stock
[*]1997-07-15−30,824 - Disposition from Tender
common stock
[*]1997-08-29$28.50/sh−30,824$878,484→ 0 total - Disposition from Tender
common stock
[**]1997-08-29$28.50/sh−112$3,192→ 0 total - Disposition from Tender
common stock
[***]1997-08-29$28.50/sh−16,290.416$464,277→ 0 total - Disposition from Tender
common stock
1997-08-29$28.50/sh−56,325$1,605,263→ 0 total - Disposition to Issuer
employee stock option (right to buy)
1997-08-29−22,000→ 0 totalExercise: $11.93→ common stock (1 underlying) - Disposition to Issuer
employee stock option (right to buy)
1997-08-29−35,200→ 0 totalExercise: $9.09→ common stock (1 underlying) - Disposition to Issuer
employee stock option (right to buy)
1997-08-29−34,832→ 0 totalExercise: $12.36→ common stock (1 underlying) - Disposition to Issuer
employee stock option (right to buy)
1997-08-29−44,000→ 0 totalExercise: $15.48→ common stock (1 underlying) - Disposition to Issuer
employee stock option (right to buy)
1997-08-29−52,800→ 0 totalExercise: $14.48→ common stock (1 underlying) - Disposition to Issuer
employee stock option (right to buy)
1997-08-29−52,800→ 0 totalExercise: $12.93→ common stock (1 underlying) - Disposition to Issuer
employee stock option (right to buy)
1997-08-29−52,800→ 0 totalExercise: $11.51→ common stock (1 underlying) - Disposition to Issuer
employee stock option (right to buy)
1997-08-29−52,800→ 0 totalExercise: $13.49→ common stock (1 underlying)
Footnotes (11)
- [*]These shares were gifted to children and grandchildren. Reporting person disclaims beneficial ownership of these shares.
- [**]These shares were held by spouse.
- [***]The decrease in shares is due to the fact the Company's Stock Fund in the 401(k) Plan is a combination of stock and a small cash position to allow daily trading in the Fund. The reporting person has not initiated any transactions in the Fund other than to tender his shares. (1) 1,096 shares vest 2/8/90; 8,380 shares vest 2/8/91; 8,380 vest 2/8/92; 4,144 shares vest 1/1/93. (2) 5,560 shares vest 1/1/93; 11,000 vest 1/1/94; 11,000 vest 1/1/95; 7,640 vest 1/31/99. (3) 9,168 shares vest 2/12/91; 2,472 shares vest 1/1/96; 8,090 vest 1/1/97; 24,270 shares vest 8/29/97. (4) 22,000 shares vest 2/20/92; 15,542 shares vest 2/20/93; 6,458 vest 8/29/97. (5) 26,400 shares vest 2/20/93; 19,500 shares vest 2/20/94; 6,900 shares vest 8/29/97. (6) 26,400 shares vest 4/2/94; 18,664 shares vest 4/2/95; 7,736 shares vest 8/29/97. (7) 26,400 shares vest 4/4/95; 17,710 shares vest 4/4/96; 8,690 shares vest 8/29/97. (8) 26,400 shares vest 4/4/96; 18,990 shares vest 4/4/97; 7,410 shares vest 8/29/97.
- [1]1,096 shares vest 2/8/90; 8,380 shares vest 2/8/91; 8,380 vest 2/8/92; 4,144 shares vest 1/1/93.
- [2]5,560 shares vest 1/1/93; 11,000 vest 1/1/94; 11,000 vest 1/1/95; 7,640 vest 1/31/99.
- [3]9,168 shares vest 2/12/91; 2,472 shares vest 1/1/96; 8,090 vest 1/1/97; 24,270 shares vest 8/29/97.
- [4]22,000 shares vest 2/20/92; 15,542 shares vest 2/20/93; 6,458 vest 8/29/97.
- [5]26,400 shares vest 2/20/93; 19,500 shares vest 2/20/94; 6,900 shares vest 8/29/97.
- [6]26,400 shares vest 4/2/94; 18,664 shares vest 4/2/95; 7,736 shares vest 8/29/97.
- [7]26,400 shares vest 4/4/95; 17,710 shares vest 4/4/96; 8,690 shares vest 8/29/97.
- [8]26,400 shares vest 4/4/96; 18,990 shares vest 4/4/97; 7,410 shares vest 8/29/97.