OPTICAL COATING LABORATORY INC 4

4 · OPTICAL COATING LABORATORY INC · Filed Oct 9, 1998

Form 4

Period: 1998-09-30

Vice President, Sales

Transactions

Exercise/Conversion
Common Stock
1998-09-02$6.13/sh+10,000$61,250
Sale
Common Stock
1998-09-02$15.82/sh−10,000$158,154
Exercise/Conversion
Common Stock
1998-09-15$6.25/sh+5,000$31,250
Sale
Common Stock
1998-09-15$16.31/sh−5,000$81,553
Exercise/Conversion
Common Stock
1998-09-28$6.25/sh+5,000$31,250
Sale
Common Stock
1998-09-28$17.27/sh−5,000$86,336→ 5,734 total
Exercise/Conversion
Non-Qualified Stock Option
1998-09-02+10,000
Exercise: $6.13Exp: 1998-12-17→ Common Stock (10,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option
1998-09-15+5,000
Exercise: $6.25Exp: 1999-12-16→ Common Stock (5,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option
1998-09-28+5,000
Exercise: $6.25Exp: 1999-12-16→ Common Stock (5,000 underlying)
Award
Non-Qualified Stock Option
1997-12-16+8,000→ 8,000 total
→ Common Stock (8,000 underlying)

Footnotes (1)

[1]Shares are acquired at various prices throughout the year by the issuer's qualified Employee Stock Ownership Plan (ESOP) and allocated to the reporting person's account at calendar year end. The shares are held for the benefit of the reporting person by the OCLI/401(k)/ESOP Plan.

Documents

1 file