4//SEC Filing
Bhalla Anant 4
Accession 0001039828-23-000141
CIK 0001039828other
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 7:25 PM ET
Size
13.1 KB
Accession
0001039828-23-000141
Insider Transaction Report
Form 4
Bhalla Anant
DirectorCEO & President
Transactions
- Exercise/Conversion
Common Stock
2023-09-20$26.72/sh+43,923$1,173,623→ 1,211,336 total - Exercise/Conversion
Options - Right to Buy
2023-09-20−139,279→ 0 totalExercise: $27.05From: 2022-01-02Exp: 2030-11-19→ Common Stock (139,279 underlying) - Exercise/Conversion
Common Stock
2023-09-20$27.05/sh+139,279$3,767,497→ 1,167,413 total - Sale
Common Stock
2023-09-20$54.05/sh−183,202$9,901,207→ 1,028,134 total - Exercise/Conversion
Options - Right to Buy
2023-09-20−43,923→ 43,524 totalExercise: $26.72From: 2022-01-04Exp: 2031-01-04→ Common Stock (43,923 underlying)
Holdings
- 2,075(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $54.00 to $54.235. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- [F2]Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
- [F3]Fifty percent (50%) of the option award granted vested on January 4, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
Documents
Issuer
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
CIK 0001039828
Entity typeother
Related Parties
1- filerCIK 0001709369
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 7:25 PM ET
- Size
- 13.1 KB