4//SEC Filing
Andre Axel 4
Accession 0001039828-23-000145
CIK 0001039828other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 2:23 PM ET
Size
9.6 KB
Accession
0001039828-23-000145
Insider Transaction Report
Form 4
Andre Axel
Chief Financial Officer
Transactions
- Sale
Common Stock
2023-09-21$53.87/sh−29,273$1,577,062→ 13,740 total - Exercise/Conversion
Common Stock
2023-09-21$32.35/sh+29,273$946,982→ 43,013 total - Exercise/Conversion
Options - Right to Buy
2023-09-21−29,273→ 14,636 totalExercise: $32.35From: 2022-09-07Exp: 2031-09-07→ Common Stock (29,273 underlying)
Holdings
- 813(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $53.745 to $53.98. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- [F2]Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
- [F3]An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on September 7, 2022, and the other half became exercisable on September 07, 2023.
Documents
Issuer
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
CIK 0001039828
Entity typeother
Related Parties
1- filerCIK 0001881905
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 2:23 PM ET
- Size
- 9.6 KB