4//SEC Filing
Lorenzen Jeffrey D 4
Accession 0001039828-23-000149
CIK 0001039828other
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 6:54 PM ET
Size
18.9 KB
Accession
0001039828-23-000149
Insider Transaction Report
Form 4
Lorenzen Jeffrey D
Sr. Vice President-Investments
Transactions
- Sale
Common Stock
2023-09-21$53.85/sh−76,619$4,125,581→ 51,676 total - Exercise/Conversion
Common Stock
2023-09-21$27.05/sh+49,565$1,340,733→ 128,295 total - Exercise/Conversion
Options - Right to Buy
2023-09-21−11,299→ 0 totalExercise: $31.63From: 2022-06-02Exp: 2031-06-02→ Common Stock (11,299 underlying) - Exercise/Conversion
Options - Right to Buy
2023-09-21−49,565→ 0 totalExercise: $27.05From: 2022-01-02Exp: 2030-11-19→ Common Stock (49,565 underlying) - Exercise/Conversion
Common Stock
2023-09-21$27.40/sh+15,755$431,687→ 78,730 total - Exercise/Conversion
Common Stock
2023-09-21$31.63/sh+11,299$357,387→ 62,975 total - Sale
Common Stock
2023-09-21$53.87/sh−20,776$1,119,290→ 30,900 total - Exercise/Conversion
Options - Right to Buy
2023-09-21−15,755→ 7,877 totalExercise: $27.40From: 2022-02-25Exp: 2031-02-25→ Common Stock (15,755 underlying)
Holdings
- 14,045(indirect: By ESOP)
Common Stock
Footnotes (6)
- [F1]This transaction was executed in multiple trades at prices ranging from $53.74 to $53.91. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- [F2]This transaction was executed in multiple trades at prices ranging from $53.83 to $53.92. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- [F3]Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
- [F4]Fifty percent (50%) of the option award granted vested on June 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
- [F5]An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023.
- [F6]Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
Documents
Issuer
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
CIK 0001039828
Entity typeother
Related Parties
1- filerCIK 0001353991
Filing Metadata
- Form type
- 4
- Filed
- Sep 24, 8:00 PM ET
- Accepted
- Sep 25, 6:54 PM ET
- Size
- 18.9 KB