GUARANTY FEDERAL BANCSHARES INC·4

Nov 30, 1:40 PM ET

SIVILS JAMES L III 4

4 · GUARANTY FEDERAL BANCSHARES INC · Filed Nov 30, 2018

Insider Transaction Report

Form 4
Period: 2018-11-29
Transactions
  • Exercise/Conversion

    COMMON STOCK

    2018-11-29$5.30/sh+2,500$13,2502,500 total
  • Exercise/Conversion

    Option Right to Buy

    2018-11-29$5.30/sh2,500$13,2500 total
    Exercise: $5.30From: 2010-01-02Exp: 2019-01-02COMMON STOCK (0 underlying)
  • Exercise/Conversion

    Option Right to Buy

    2018-11-29$5.08/sh2,500$12,7000 total
    Exercise: $5.08From: 2011-01-04Exp: 2020-01-04COMMON STOCK (0 underlying)
  • Exercise/Conversion

    COMMON STOCK

    2018-11-29$5.08/sh+2,500$12,7002,500 total
Holdings
  • COMMON STOCK

    (indirect: Restricted)
    2,888
  • COMMON STOCK

    10,837
  • COMMON STOCK

    (indirect: SEP Self)
    6,103

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT