Earnings Feed
Start Free
Home/Filings/5/0001047884-09-000002
5//SEC Filing

ANWORTH MORTGAGE ASSET CORP 5

Accession 0001047884-09-000002

CIK 0001047884operating
View on SEC.govCompany Profile

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 6:27 PM ET

Size

18.1 KB

Accession

0001047884-09-000002

Insider Transaction Report

Form 5
Period: 2008-12-31
ANWORTH MORTGAGE ASSET CORPANH
BAINES HEATHER U
Executive Vice President
Transactions
  • Other

    Common Stock

    2008-12-31+10,088→ 904,016 total
Holdings

  • Stock Option (right to buy)

    Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (21,000 underlying)
    64,780

  • Common Stock

    (indirect: By Spouse)
    33,700

  • Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (99,500 underlying)
    332,605

  • Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (90,000 underlying)
    233,105

  • Common Stock

    (indirect: By Spouse)
    62,500

  • Stock Option (right to buy)

    Exercise: $9.45From: 2002-01-21Exp: 2012-01-21→ Common Stock (43,780 underlying)
    43,780

  • Stock Option (right to buy)

    Exercise: $12.47From: 2004-04-20Exp: 2009-04-20→ Common Stock (21,000 underlying)
    113,380

  • Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $12.47From: 2004-04-20Exp: 2009-04-20→ Common Stock (90,000 underlying)
    422,605

  • Stock Option (right to buy)

    Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (27,600 underlying)
    92,380

  • Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $9.45From: 2002-01-21Exp: 2012-01-21→ Common Stock (29,725 underlying)
    143,105
Footnotes (4)
  • [F1]These shares were acquired under Anworth Mortgage Asset Corporation's Dividend Reinvestment and Stock Purchase Plan, in exempt transactions pursuant to Rule 16a-11, at the then current market prices during calendar year 2008.
  • [F2]Ms. Baines is married to Lloyd McAdams, Chairman, President and Chief Executive Officer of Anworth Mortgage Asset Corporation. Ms. Baines owns 41,500 shares individually. The balance of these shares are owned as community property with Mr. McAdams.
  • [F3]Mr. McAdams owns 62,500 shares in which Ms. Baines has no beneficial interests.
  • [F4]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.

Documents

1 file

Issuer

ANWORTH MORTGAGE ASSET CORP

CIK 0001047884

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001047884

Filing Metadata

Form type
5
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 6:27 PM ET
Size
18.1 KB
View on SEC.gov