BLACK CHARLES 4

4 · ANWORTH MORTGAGE ASSET CORP · Filed Mar 3, 2009

Form 4

Period: 2009-02-27

Director

Transactions

Exercise of In-Money
Dividend Equivalent Rights
2009-02-27−72→ 0 total
Exp: 2009-04-16→ Common Stock (72 underlying)
Exercise of In-Money
Common Stock
2009-02-27+72→ 14,322 total
Exercise/Conversion
Common Stock
2009-02-27$4.60/sh+1,250$5,750→ 14,250 total
Exercise/Conversion
Stock Option (right to buy)
2009-02-27−1,250→ 0 total
Exercise: $4.60From: 2002-04-16Exp: 2009-04-16→ Common Stock (1,250 underlying)

Holdings

Stock Option (right to buy)
Exercise: $7.10From: 2002-02-10Exp: 2011-08-10→ Common Stock (3,000 underlying)
3,260
Stock Option (right to buy)
Exercise: $13.80From: 2004-05-01Exp: 2013-05-01→ Common Stock (12,100 underlying)
25,360
Common Stock
(indirect: By Spouse)
10,199
Stock Option (right to buy)
Exercise: $6.70From: 2002-01-23Exp: 2011-07-23→ Common Stock (260 underlying)
260
Stock Option (right to buy)
Exercise: $11.20From: 2003-10-04Exp: 2012-10-04→ Common Stock (10,000 underlying)
13,260

Footnotes (5)

[F1]Shares received pursuant to exercise of an option granted April 16, 1999.
[F2]Settlement of dividend equivalent rights in connection with exercise of option.
[F3]Mr. Black's spouse, Bonnie N. Black, owns 10,199 shares directly and Mr. Black disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Black is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
[F4]Not applicable.
[F5]The dividend equivalent rights convert to common stock on a 1-for-1 basis.

Documents

1 file