CASELLA DOUGLAS R 4/A

What Happened
Douglas R. Casella, Vice Chairman and director of Casella Waste Systems (CWST), reported two gifts of company stock: 33,000 shares on March 17, 2026, and 40,000 shares on March 18, 2026 — a total of 73,000 shares — each reported at $0.00 (gift). The transfers were made to spousal dynasty/spousal lifetime access trusts (two different SLATs); no cash changed hands.

Key Details

• Transaction type: Gift (Code G). Shares transferred at $0.00.
• Dates and amounts: 2026-03-17 — 33,000 shares; 2026-03-18 — 40,000 shares; total 73,000 shares.
• Recipients: Transfers to two spousal lifetime access trusts (SLAT and SLAT 2). Footnotes clarify which trust holds which shares and identify the trustees (one trust is held by Mr. Casella’s spouse, the other by Mr. Casella).
• Beneficial ownership disclaimer: Mr. Casella disclaims beneficial ownership of the SLAT-held securities to the extent he has no pecuniary interest (per footnotes).
• Filing status: This is an amended Form 4 filed June 4, 2026 to correct previously misreported trust beneficiaries in the Original Form 4 (originally filed March 24, 2026). Both filings occurred after the typical two-business-day Form 4 reporting window.
• Post-transaction holdings: The filing clarifies which trust holds the gifted shares; the exact total securities beneficially owned post-transaction are described in the amended filing but are not detailed in the summary data provided here.

Context

• Gifts are non-market transactions and do not necessarily indicate the insider’s view of the company’s prospects; they are often for estate planning or family wealth transfer.
• The amendment corrects which trust received which shares and updates the reported beneficial ownership accordingly; it does not report any sale proceeds or purchases.