Smith Peter Royer 4

4 · CARTERS INC · Filed Aug 5, 2021

Form 4

Period: 2021-08-04

EVP Supply Chain

Transactions

Exercise/Conversion
Common Stock
2021-08-04$83.84/sh+7,000$586,880→ 34,642.325 total
Sale
Common Stock
2021-08-04$103.38/sh−15,200$1,571,376→ 27,642.325 total
Exercise/Conversion
Employee Stock Option (Right to Purchase)
2021-08-04−8,200→ 0 total
Exercise: $86.88Exp: 2025-11-11→ Common Stock (8,200 underlying)
Exercise/Conversion
Employee Stock Option (Right to Purchase)
2021-08-04−7,000→ 0 total
Exercise: $83.84Exp: 2027-02-14→ Common Stock (7,000 underlying)
Exercise/Conversion
Common Stock
2021-08-04$86.88/sh+8,200$712,416→ 42,842.325 total

Footnotes (4)

[F1]Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
[F2]This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.34 to $103.39, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
[F3]The option vested in four equal installments on February 14, 2018, 2019, 2020 and 2021.
[F4]The option vested in four equal installments on November 11, 2016, 2017, 2018 and 2019.

Documents

1 file