4//SEC Filing
Shrank William H 4
Accession 0001062993-21-013085
CIK 0000049071other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 11:23 AM ET
Size
19.1 KB
Accession
0001062993-21-013085
Insider Transaction Report
Form 4
HUMANA INCHUM
Shrank William H
Chief Medical Officer
Transactions
- Tax Payment
Humana Common
2021-12-15$459.85/sh−170$78,175→ 1,106 total - Tax Payment
Humana Common
2021-12-15$459.85/sh−156$71,737→ 1,278 total - Exercise/Conversion
Restricted Stock Units
2021-12-15−328→ 658 total→ Humana Common (328 underlying) - Exercise/Conversion
Humana Common
2021-12-15+356→ 1,276 total - Exercise/Conversion
Restricted Stock Units
2021-12-15−356→ 357 total→ Humana Common (356 underlying) - Exercise/Conversion
Humana Common
2021-12-15+328→ 1,434 total
Holdings
- 6,842
Options
Exercise: $248.00Exp: 2026-05-01→ Humana Common (6,842 underlying) - 504
Restricted Stock Units
→ Humana Common (504 underlying) - 5,372
Options
Exercise: $350.79Exp: 2027-02-24→ Humana Common (5,372 underlying) - 4,057
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (4,057 underlying)
Footnotes (7)
- [F1]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 5/1/19, vesting in three increments from 5/1/20 to 5/1/22.
- [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F4]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F5]Restricted stock units granted to reporting person on 5/1/19, 33% of the award is vesting on 5/1/20, 5/1/21, and 5/1/22.
- [F6]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
- [F7]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001772348
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 11:23 AM ET
- Size
- 19.1 KB