4//SEC Filing
BAKER CHARLES E 4
Accession 0001062993-22-002319
CIK 0000009389other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 7:29 PM ET
Size
12.4 KB
Accession
0001062993-22-002319
Insider Transaction Report
Form 4
BALL CorpBLL
BAKER CHARLES E
VP,GEN COUNSEL & ASST CORP SEC
Transactions
- Exercise/Conversion
Common Stock
2022-01-31$97.10/sh+11,652$1,131,409→ 185,356.269 total - Tax Payment
Common Stock
2022-01-31$97.10/sh−3,623$351,793→ 181,733.269 total - Exercise/Conversion
Restricted Stock Units
2022-01-31−7,483→ 16,095 total→ Common Stock (7,483 underlying)
Holdings
- 5,979.107(indirect: By 401(k))
Common Stock
- 13,295(indirect: See Footnote)
Common Stock
- 800(indirect: By Daughter)
Common Stock
Footnotes (8)
- [F1]Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
- [F2]The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
- [F3]Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
- [F4]These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F5]The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F6]Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- [F7]Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- [F8]Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
Issuer
BALL Corp
CIK 0000009389
Entity typeother
Related Parties
1- filerCIK 0001286361
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 7:29 PM ET
- Size
- 12.4 KB