4//SEC Filing
Wheatley Timothy Alan 4
Accession 0001062993-22-008461
CIK 0000049071other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 10:33 AM ET
Size
20.8 KB
Accession
0001062993-22-008461
Insider Transaction Report
Form 4
HUMANA INCHUM
Wheatley Timothy Alan
President, Retail Segment
Transactions
- Other
Phantom Stock Units
2022-03-22$438.43/sh+10$4,384→ 161 total(indirect: See Footnote)→ Humana Common (10 underlying)
Holdings
- 10,122
Humana Common
- 994(indirect: See Footnote)
Humana Common
- 459
Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (459 underlying) - 6,786
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (6,786 underlying) - 7,902
Options
Exercise: $307.96Exp: 2026-02-25→ Humana Common (7,902 underlying) - 570
Restricted Stock Units
→ Humana Common (570 underlying) - 1,482
Restricted Stock Units
→ Humana Common (1,482 underlying) - 372
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (372 underlying) - 8,595
Options
Exercise: $350.79Exp: 2027-02-24→ Humana Common (8,595 underlying) - 5,370
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (5,370 underlying) - 1,100
Restricted Stock Units
→ Humana Common (1,100 underlying)
Footnotes (12)
- [F1]Shares held for the benefit of reporting person as of February 28, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F10]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
- [F11]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- [F12]Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
- [F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.
- [F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/2019 to 02/19/2021.
- [F4]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
- [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- [F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F7]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F8]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F9]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001699799
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 10:33 AM ET
- Size
- 20.8 KB