4//SEC Filing
Shrank William H 4
Accession 0001062993-22-011349
CIK 0000049071other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 1:45 PM ET
Size
21.6 KB
Accession
0001062993-22-011349
Insider Transaction Report
Form 4
HUMANA INCHUM
Shrank William H
Chief Medical Officer
Transactions
- Exercise/Conversion
Humana Common
2022-05-01+4,926→ 6,204 total - Tax Payment
Humana Common
2022-05-01$449.81/sh−2,250$1,012,083→ 3,954 total - Exercise/Conversion
Humana Common
2022-05-01+504→ 4,458 total - Exercise/Conversion
Restricted Stock Units
2022-05-01−504→ 0 total→ Humana Common (504 underlying) - Tax Payment
Humana Common
2022-05-01$449.81/sh−164$73,770→ 4,294 total
Holdings
- 6,842
Options
Exercise: $248.00Exp: 2026-05-01→ Humana Common (6,842 underlying) - 4,057
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (4,057 underlying) - 5,372
Options
Exercise: $350.79Exp: 2027-02-24→ Humana Common (5,372 underlying) - 3,165
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (3,165 underlying) - 658
Restricted Stock Units
→ Humana Common (658 underlying) - 873
Restricted Stock Units
→ Humana Common (873 underlying) - 357
Restricted Stock Units
→ Humana Common (357 underlying)
Footnotes (11)
- [F1]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 5/1/19, vesting in three increments from 5/1/20 to 5/1/22.
- [F10]Includes Performance Stock Units, not required to be reported until vest.
- [F11]Shares disposed of represent withholding of taxes on restricted/performance stock unit vesting.
- [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F5]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F6]Restricted stock units granted to reporting person on 5/1/19, 33% of the award is vesting on 5/1/20, 5/1/21, and 5/1/22.
- [F7]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
- [F8]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
- [F9]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001772348
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 1:45 PM ET
- Size
- 21.6 KB