4//SEC Filing
Potter Stephen W 4
Accession 0001062993-22-015725
CIK 0001273636other
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 4:01 PM ET
Size
5.7 KB
Accession
0001062993-22-015725
Insider Transaction Report
Form 4
Potter Stephen W
See Remarks
Transactions
- Sale
Common Stock
2022-07-01$0.77/sh−8,070$6,250→ 55,883 total
Footnotes (3)
- [F1]The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of 26,250 shares underlying 35,000 restricted stock units ("RSUs") granted under the Applied Genetic Technologies Corporation ("AGTC") 2013 Equity and Incentive Plan on June 17, 2021. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.7700 to $0.7793, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
- [F3]Includes the remaining 8,750 RSUs subject to vesting on December 31, 2022.
Issuer
APPLIED GENETIC TECHNOLOGIES CORP
CIK 0001273636
Entity typeother
Related Parties
1- filerCIK 0001511991
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 4:01 PM ET
- Size
- 5.7 KB