Wheatley Timothy Alan 4

Accession 0001062993-22-021627

CIK 0000049071other

View on SEC.gov Company Profile

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 12:47 PM ET

Size

28.8 KB

Accession

0001062993-22-021627

Insider Transaction Report

Form 4

Period: 2022-11-03

HUMANA INCHUM

Wheatley Timothy Alan

President, Retail Segment

Transactions

Exercise/Conversion
Humana Common
2022-11-03$307.96/sh+7,578$2,333,759→ 17,700 total
Sale
Humana Common
2022-11-03$566.19/sh−7,000$3,963,333→ 3,122 total
Exercise/Conversion
Options
2022-11-03−5,730→ 2,865 total
Exercise: $350.79Exp: 2027-02-24→ Humana Common (5,730 underlying)
Exercise/Conversion
Humana Common
2022-11-03$376.61/sh+2,262$851,892→ 25,692 total
Exercise/Conversion
Options
2022-11-03−2,262→ 4,524 total
Exercise: $376.61Exp: 2028-02-22→ Humana Common (2,262 underlying)
Exercise/Conversion
Humana Common
2022-11-03$350.79/sh+5,730$2,010,012→ 23,430 total
Sale
Humana Common
2022-11-03$566.22/sh−15,570$8,816,045→ 10,122 total
Exercise/Conversion
Options
2022-11-03−7,578→ 324 total
Exercise: $307.96Exp: 2026-02-25→ Humana Common (7,578 underlying)

Holdings

Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (459 underlying)
459
Humana Common
(indirect: See Footnote)
1,028
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (372 underlying)
372
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (5,370 underlying)
5,370
Restricted Stock Units
→ Humana Common (570 underlying)
570
Restricted Stock Units
→ Humana Common (1,100 underlying)
1,100
Restricted Stock Units
→ Humana Common (1,482 underlying)
1,482
Phantom Stock Units
(indirect: See Footnote)
→ Humana Common (161 underlying)
161

Footnotes (13)

[F1]Shares held for the benefit of reporting person as of October 31, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
[F10]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
[F11]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
[F12]Phantom Stock Units held for the benefit of reporting person as of October 31, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
[F13]Price reported is weighted average sales price.
[F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.
[F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/2019 to 02/19/2021.
[F4]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
[F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
[F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
[F7]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
[F8]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F9]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Documents

1 file

4
form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Issuer

HUMANA INC

CIK 0000049071

→

Entity typeother

Related Parties

filerCIK 0001699799

Filing Metadata

Form type: 4
Filed: Nov 6, 7:00 PM ET
Accepted: Nov 7, 12:47 PM ET
Size: 28.8 KB

View on SEC.gov