4//SEC Filing
Roney Patrick A 4
Accession 0001062993-22-022489
CIK 0001834045other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 4:32 PM ET
Size
8.7 KB
Accession
0001062993-22-022489
Insider Transaction Report
Form 4
Roney Patrick A
DirectorChief Executive Officer10% Owner
Transactions
- Purchase
Common Stock
2022-11-16$3.09/sh+25,000$77,300→ 185,400 total(indirect: By IRA) - Purchase
Common Stock
2022-11-17$3.23/sh+25,000$80,625→ 210,400 total(indirect: By IRA)
Holdings
- 6,516,072(indirect: By Trust)
Common Stock
- 430,280
Common Stock
Footnotes (4)
- [F1]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.04 to $3.10, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.18 to $3.23, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3]Includes 430,280 restricted stock units.
- [F4]Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Issuer
Vintage Wine Estates, Inc.
CIK 0001834045
Entity typeother
Related Parties
1- filerCIK 0001863935
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 4:32 PM ET
- Size
- 8.7 KB