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4//SEC Filing

Sebastiani Jonathan 4

Accession 0001062993-22-023088

CIK 0001834045other

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 4:35 PM ET

Size

6.3 KB

Accession

0001062993-22-023088

Insider Transaction Report

Form 4
Period: 2022-11-30
Sebastiani Jonathan
DirectorOther
Transactions
  • Award

    Common Stock

    2022-11-30+10,47817,550 total
Holdings
  • Common Stock

    (indirect: By Sonoma Brands entities)
    1,134,946
Footnotes (4)
  • [F1]This restricted stock award was granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. 100% of the restricted stock vests on 11/30/2023.
  • [F2]Includes 10,478 shares of restricted stock.
  • [F3]Includes 7,072 RSUs that vest on 04/07/2023
  • [F4]Mr. Sebastiani has sole voting and dispositive power over the 684,881 shares owned by Sonoma Brands II, LP, the 410,715 shares owned by Sonoma Brands VWE Co-Invest, L.P. and the 39,350 shares owned by Sonoma Brands II Select, L.P. Mr. Sebastiani disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Sonoma Brands Partners II, LLC is the managing member of Sonoma Brands II GP, LLC, which is the general partner of Sonoma Brands II, L.P., Sonoma Brands VWE Co-Invest, L.P. and Sonoma Brands II Select, L.P.

Issuer

Vintage Wine Estates, Inc.

CIK 0001834045

Entity typeother

Related Parties

1
  • filerCIK 0001864332

Filing Metadata

Form type
4
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 4:35 PM ET
Size
6.3 KB