BERNER ROBERT L III 4
4 · Vintage Wine Estates, Inc. · Filed Dec 1, 2022
Insider Transaction Report
Form 4
BERNER ROBERT L III
Director10% Owner
Transactions
- Award
Common Stock
2022-11-30+10,478→ 27,550 total
Holdings
- 6,000,000(indirect: By Bespoke Sponsor Capital LP)
Common Stock
- 8,000,000(indirect: By Bespoke Sponsor Capital LP)
Warrants to purchase common stock
Exercise: $11.50From: 2021-08-11Exp: 2026-06-08→ Common stock (8,000,000 underlying)
Footnotes (4)
- [F1]This restricted stock award was granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. 100% of the restricted stock vests on 11/30/2023.
- [F2]Includes 10,478 shares of restricted stock.
- [F3]Includes 7,072 RSUs that vest on 04/07/2023.
- [F4]The securities reported are held by Bespoke Sponsor Capital LP (the "Sponsor"). Bespoke Capital Partners, LLC ("BCP") is the general partner of the Sponsor and the reporting person is one of the managing members of BCP. The reporting person shares voting and investment power with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of such securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.