Home/Filings/4/0001062993-22-023248
4//SEC Filing

BAKER CHARLES E 4

Accession 0001062993-22-023248

CIK 0000009389other

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 6:05 PM ET

Size

11.9 KB

Accession

0001062993-22-023248

Insider Transaction Report

Form 4
Period: 2022-11-30
BAKER CHARLES E
VP,GEN COUNSEL & ASST CORP SEC
Transactions
  • Tax Payment

    Common Stock

    2022-11-30$56.08/sh18,458$1,035,125201,115.054 total
  • Exercise/Conversion

    Common Stock

    2022-11-30$22.96/sh+27,600$633,834219,573.054 total
  • Exercise/Conversion

    Stock Appreciation Rights (sars)

    2022-11-3027,6000 total
    Exercise: $22.96From: 2014-01-30Exp: 2023-01-30Common Stock (27,600 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    13,295
  • Common Stock

    (indirect: By Daughter)
    800
  • Common Stock

    (indirect: By 401(k))
    6,041.775
Footnotes (6)
  • [F1]Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
  • [F2]The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.
  • [F3]Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
  • [F4]These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
  • [F5]The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
  • [F6]Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

Issuer

BALL Corp

CIK 0000009389

Entity typeother

Related Parties

1
  • filerCIK 0001286361

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 6:05 PM ET
Size
11.9 KB