Home/Filings/4/0001062993-22-023583
4//SEC Filing

Long Zach 4

Accession 0001062993-22-023583

CIK 0001834045other

Filed

Dec 7, 7:00 PM ET

Accepted

Dec 8, 4:39 PM ET

Size

11.4 KB

Accession

0001062993-22-023583

Insider Transaction Report

Form 4
Period: 2022-11-14
Long Zach
Chief Operations Officer
Transactions
  • Award

    Common Stock

    2022-11-14+229,348354,598 total
  • Award

    Stock Option (Right to Buy)

    2022-11-14+608,697608,697 total
    Exercise: $10.50Exp: 2032-11-14Common Stock (608,697 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $10.50Exp: 2031-07-27Common Stock (42,000 underlying)
    42,000
  • Stock Option (Right to Buy)

    Exercise: $10.50Exp: 2031-06-07Common Stock (8,000 underlying)
    8,000
  • Stock Option (Right to Buy)

    Exercise: $10.50Exp: 2032-03-07Common Stock (50,000 underlying)
    50,000
Footnotes (6)
  • [F1]These restricted stock units ("RSUs") were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest in four equal annual installments commencing on November 14, 2023.
  • [F2]Includes 354,348 RSUs.
  • [F3]25% of the stock options vest on 12/07/2022, and 25% vest on each of 06/07/2023, 06/07/2024 and 06/07/2025.
  • [F4]25% of the stock options vest on 01/27/2023, and 25% vest on each of 07/27/2023, 07/27/2024 and 07/27/2025.
  • [F5]25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.
  • [F6]This stock option was granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. This option vests in four equal annual installments commencing on November 14, 2023.

Issuer

Vintage Wine Estates, Inc.

CIK 0001834045

Entity typeother

Related Parties

1
  • filerCIK 0001956405

Filing Metadata

Form type
4
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 4:39 PM ET
Size
11.4 KB