Long Zach 4
4 · Vintage Wine Estates, Inc. · Filed Dec 8, 2022
Insider Transaction Report
Form 4
Long Zach
Chief Operations Officer
Transactions
- Award
Common Stock
2022-11-14+229,348→ 354,598 total - Award
Stock Option (Right to Buy)
2022-11-14+608,697→ 608,697 totalExercise: $10.50Exp: 2032-11-14→ Common Stock (608,697 underlying)
Holdings
- 42,000
Stock Option (Right to Buy)
Exercise: $10.50Exp: 2031-07-27→ Common Stock (42,000 underlying) - 8,000
Stock Option (Right to Buy)
Exercise: $10.50Exp: 2031-06-07→ Common Stock (8,000 underlying) - 50,000
Stock Option (Right to Buy)
Exercise: $10.50Exp: 2032-03-07→ Common Stock (50,000 underlying)
Footnotes (6)
- [F1]These restricted stock units ("RSUs") were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest in four equal annual installments commencing on November 14, 2023.
- [F2]Includes 354,348 RSUs.
- [F3]25% of the stock options vest on 12/07/2022, and 25% vest on each of 06/07/2023, 06/07/2024 and 06/07/2025.
- [F4]25% of the stock options vest on 01/27/2023, and 25% vest on each of 07/27/2023, 07/27/2024 and 07/27/2025.
- [F5]25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.
- [F6]This stock option was granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. This option vests in four equal annual installments commencing on November 14, 2023.