SNEED PAULA A 4

4 · SCHWAB CHARLES CORP · Filed Feb 8, 2023

Form 4

Period: 2023-02-06

Director

Transactions

Exercise/Conversion
Common Stock
2023-02-06$59.32/sh+5,139$304,845→ 17,203 total
Exercise/Conversion
Common Stock
2023-02-06$39.33/sh+7,165$281,799→ 12,064 total
Gift
Common Stock
2023-02-06+20,888→ 137,611.161 total(indirect: By Trust)
Sale
Common Stock
2023-02-06$80.00/sh−20,888$1,671,055→ 116,723.161 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2023-02-06$43.21/sh+8,584$370,915→ 25,787 total
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2023-02-06−7,165→ 0 total
Exercise: $39.33Exp: 2027-05-18→ Common Stock (7,165 underlying)
Gift
Common Stock
2023-02-06−20,888→ 4,899 total
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2023-02-06−5,139→ 0 total
Exercise: $59.32Exp: 2028-05-17→ Common Stock (5,139 underlying)
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2023-02-06−8,584→ 0 total
Exercise: $43.21Exp: 2029-05-17→ Common Stock (8,584 underlying)

Footnotes (4)

[F1]This transaction was executed in multiple trades at prices ranging from $80.00 to $80.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F2]The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 18, 2018, (ii) 25% on May 18, 2019, and (iii) 50% on May 18, 2020.
[F3]The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 17, 2019, (ii) 25% on May 17, 2020, and (iii) 50% on May 17, 2021.
[F4]The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 17, 2020, (ii) 25% on May 17, 2021, and (iii) 50% on May 17, 2022.

Documents

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