Vintage Wine Estates, Inc.·4

Feb 9, 7:44 PM ET

Long Zach 4

4 · Vintage Wine Estates, Inc. · Filed Feb 9, 2023

Insider Transaction Report

Form 4
Period: 2022-12-07
Long Zach
Chief Operations Officer
Transactions
  • Tax Payment

    Common Stock

    2022-12-07$3.42/sh10,697$36,584343,901 total
Holdings
  • Stock Option (Right to Buy)

    Exercise: $10.50Exp: 2032-11-14Common Stock (608,697 underlying)
    608,697
  • Stock Option (Right to Buy)

    Exercise: $10.50Exp: 2032-03-07Common Stock (50,000 underlying)
    50,000
  • Stock Option (Right to Buy)

    Exercise: $10.50Exp: 2031-07-27Common Stock (42,000 underlying)
    42,000
  • Stock Option (Right to Buy)

    Exercise: $10.50Exp: 2031-06-07Common Stock (8,000 underlying)
    8,000
Footnotes (6)
  • [F1]Shares withheld to cover tax withholding obligations on the vesting of 31,250 restricted stock units (RSUs).
  • [F2]Includes 323,098 RSUs consisting of the following: (i) 93,750 RSUs that vest one-third on each of 12/07/2023, 12/07/2024 and 12/07/2025; and (ii) 229,348 RSUs that vest in four equal annual installments commencing on 11/14/2023.
  • [F3]25% of the stock options vested on 12/07/2022, and 25% vest on each of 06/07/2023, 06/07/2024 and 06/07/2025.
  • [F4]25% of the stock options vested on 01/27/2023, and 25% vest on each of 07/27/2023, 07/27/2024 and 07/27/2025.
  • [F5]25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.
  • [F6]This option vests in four equal annual installments commencing on November 14, 2023.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES