Rothberg Richard J 4
4 · Dell Technologies Inc. · Filed Mar 17, 2023
Insider Transaction Report
Form 4
Rothberg Richard J
General Counsel & Secretary
Transactions
- Tax Payment
Class C Common Stock
2023-03-15$37.55/sh−16,662$625,658→ 175,056 total - Award
Class C Common Stock
2023-03-15+43,189→ 191,718 total - Award
Class C Common Stock
2023-03-15+175,281→ 350,337 total
Footnotes (3)
- [F1]Represents a grant of 43,189 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.
- [F2]Represents shares withheld by the Issuer for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2020, March 15, 2021 and March 15, 2022.
- [F3]Represents 282,505 shares certified as earned with respect to an award of performance-based RSUs granted on March 15, 2020, net of 107,224 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. Vesting of the performance-based RSUs occurred simultaneously with their certification.