BERNER ROBERT L III 4
4 · Vintage Wine Estates, Inc. · Filed May 26, 2023
Insider Transaction Report
Form 4
BERNER ROBERT L III
Director10% Owner
Transactions
- Other
Common Stock
2023-05-16+329,250→ 525,576 total - Other
Warrants to purchase common stock
2023-05-16+57,407→ 86,109 totalExercise: $11.50From: 2021-08-11Exp: 2026-06-08→ Common stock (57,407 underlying)
Footnotes (5)
- [F1]The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of shares of common stock of the Issuer from Bespoke Sponsor Capital LP.
- [F2]Includes 168,776 shares of common stock that were previously reported as being indirectly owned by the Reporting Person.
- [F3]Due to an administrative error, the Reporting Person's previous Form 4 erroneously stated that the Reporting Person was granted 10,478 shares of restricted stock. The Reporting Person was granted 10,478 restricted stock units ("RSUs"). The 10,478 RSUs vest on 11/30/2023.
- [F4]The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP.
- [F5]Includes 28,702 warrants to purchase common stock of the Issuer that were previously reported as being indirectly held by the Reporting Person.