4//SEC Filing
BERNER ROBERT L III 4
Accession 0001062993-23-012369
CIK 0001834045other
Filed
May 25, 8:00 PM ET
Accepted
May 26, 5:53 PM ET
Size
8.2 KB
Accession
0001062993-23-012369
Insider Transaction Report
Form 4
BERNER ROBERT L III
Director10% Owner
Transactions
- Other
Common Stock
2023-05-16+329,250→ 525,576 total - Other
Warrants to purchase common stock
2023-05-16+57,407→ 86,109 totalExercise: $11.50From: 2021-08-11Exp: 2026-06-08→ Common stock (57,407 underlying)
Footnotes (5)
- [F1]The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of shares of common stock of the Issuer from Bespoke Sponsor Capital LP.
- [F2]Includes 168,776 shares of common stock that were previously reported as being indirectly owned by the Reporting Person.
- [F3]Due to an administrative error, the Reporting Person's previous Form 4 erroneously stated that the Reporting Person was granted 10,478 shares of restricted stock. The Reporting Person was granted 10,478 restricted stock units ("RSUs"). The 10,478 RSUs vest on 11/30/2023.
- [F4]The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP.
- [F5]Includes 28,702 warrants to purchase common stock of the Issuer that were previously reported as being indirectly held by the Reporting Person.
Issuer
Vintage Wine Estates, Inc.
CIK 0001834045
Entity typeother
Related Parties
1- filerCIK 0001075376
Filing Metadata
- Form type
- 4
- Filed
- May 25, 8:00 PM ET
- Accepted
- May 26, 5:53 PM ET
- Size
- 8.2 KB