|4Jun 13, 6:05 PM ET

BERNER ROBERT L III 4

4 · Vintage Wine Estates, Inc. · Filed Jun 13, 2023

Insider Transaction Report

Form 4
Period: 2023-06-09
BERNER ROBERT L III
Director10% Owner
Transactions
  • Other

    Common Stock

    2023-06-09+82,311607,887 total
  • Other

    Warrants to purchase common stock

    2023-06-09+14,351100,460 total
    Exercise: $11.50From: 2021-08-11Exp: 2026-06-08Common stock (14,351 underlying)
Footnotes (3)
  • [F1]The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of shares of common stock of the Issuer from Bespoke Sponsor Capital LP.
  • [F2]Includes 10,478 RSUs that vest on 11/30/2023.
  • [F3]The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP.

Documents

2 files
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-24.1

    BERNER LPOA