4//SEC Filing
Johnston Kristina L 4
Accession 0001062993-23-017903
CIK 0001834045other
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 4:30 PM ET
Size
9.2 KB
Accession
0001062993-23-017903
Insider Transaction Report
Form 4
Johnston Kristina L
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2023-09-07$0.78/sh−29,655$23,131→ 1,049,383 total
Holdings
- 62,500
Stock Option (right to buy)
Exercise: $1.50Exp: 2033-07-20→ Common Stock (62,500 underlying) - 187,500
Stock Option (right to buy)
Exercise: $1.50Exp: 2033-07-20→ Common Stock (187,500 underlying) - 658,076
Stock Option (right to buy)
Exercise: $10.50Exp: 2032-03-07→ Common Stock (658,076 underlying)
Footnotes (5)
- [F1]Shares withheld to cover tax withholding obligations on the vesting of restricted stock units (RSUs).
- [F2]Includes 996,779 RSUs consisting of the following: (i) 246,779 RSUs that vest in substantially equal installments on each of 03/07/2024, 03/07/2025 and 03/07/2026; (ii) 250,000 RSUs that vest in two equal installments on each of 7/20/2024 and 7/20/2025; and (iii) 500,000 RSUs that vest in four equal installments on each of 7/20/2024, 7/20/2025, 7/20/2026 and 7/27/2027.
- [F3]These stock options vest in two equal installments on each of 7/20/2024 and 7/20/2025.
- [F4]25% of the stock options vest on each of 7/20/2024, 7/20/2025, 7/20/2026 and 7/27/2027.
- [F5]25% of the stock options vest on each of 09/07/2023, 03/07/2024, 03/07/2025 and 03/07/2026.
Issuer
Vintage Wine Estates, Inc.
CIK 0001834045
Entity typeother
Related Parties
1- filerCIK 0001917305
Filing Metadata
- Form type
- 4
- Filed
- Sep 10, 8:00 PM ET
- Accepted
- Sep 11, 4:30 PM ET
- Size
- 9.2 KB