SMITH BRAD D 4
4 · HUMANA INC · Filed Sep 19, 2023
Insider Transaction Report
Form 4
HUMANA INCHUM
SMITH BRAD D
Director
Transactions
- Exercise/Conversion
Humana Common
2023-09-15+386→ 386 total - Exercise/Conversion
Restricted Stock Units
2023-09-15−386→ 0 total→ Humana Common (386 underlying)
Holdings
- 132
Restricted Stock Units
→ Humana Common (132 underlying) - 380
Restricted Stock Units
→ Humana Common (380 underlying)
Footnotes (4)
- [F1]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F2]Initial award of $190,000 worth of restricted stock units pursuant to the annual Director Compensation Program. 100% of the award will vest on 9/15/2023 and forfeited in its entirety if service is less than one year.
- [F3]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/23.
- [F4]Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).