4//SEC Filing
Sebastiani Jonathan 4
Accession 0001062993-23-021398
CIK 0001834045other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 6:18 PM ET
Size
8.4 KB
Accession
0001062993-23-021398
Insider Transaction Report
Form 4
Sebastiani Jonathan
DirectorOther
Transactions
- Purchase
Common Stock
2023-11-20$0.51/sh+3,600$1,836→ 127,250 total - Purchase
Common Stock
2023-11-21$0.55/sh+8,274$4,551→ 135,524 total
Holdings
- 1,134,946(indirect: By Sonoma Brands entities)
Common Stock
Footnotes (4)
- [F1]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.50 to $0.52, inclusive. Mr. Sebastiani undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]Includes 10,478 RSUs that vest on 11/30/2023.
- [F3]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.536 to $0.55, inclusive. Mr. Sebastiani undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F4]Mr. Sebastiani has sole voting and dispositive power over the 684,881 shares owned by Sonoma Brands II, LP, the 410,715 shares owned by Sonoma Brands VWE Co-Invest, L.P. and the 39,350 shares owned by Sonoma Brands II Select, L.P. Mr. Sebastiani disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Sonoma Brands Partners II, LLC is the managing member of Sonoma Brands II GP, LLC, which is the general partner of Sonoma Brands II, L.P., Sonoma Brands VWE Co-Invest, L.P. and Sonoma Brands II Select, L.P.
Issuer
Vintage Wine Estates, Inc.
CIK 0001834045
Entity typeother
Related Parties
1- filerCIK 0001864332
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 6:18 PM ET
- Size
- 8.4 KB