4//SEC Filing
Long Zach 4
Accession 0001062993-23-022230
CIK 0001834045other
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 4:39 PM ET
Size
14.4 KB
Accession
0001062993-23-022230
Insider Transaction Report
Form 4
Long Zach
Chief Operations Officer
Transactions
- Tax Payment
Common Stock
2023-11-14$0.67/sh−19,828$13,245→ 765,286 total - Tax Payment
Common Stock
2023-09-11$1.04/sh−58,787$61,432→ 785,114 total - Tax Payment
Common Stock
2023-12-07$0.52/sh−10,807$5,620→ 754,479 total
Holdings
- 50,000
Stock Option (Right to Buy)
Exercise: $10.50Exp: 2032-03-07→ Common Stock (50,000 underlying) - 8,000
Stock Option (Right to Buy)
Exercise: $10.50Exp: 2031-06-07→ Common Stock (8,000 underlying) - 42,000
Stock Option (Right to Buy)
Exercise: $10.50Exp: 2031-07-27→ Common Stock (42,000 underlying) - 608,697
Stock Option (Right to Buy)
Exercise: $10.50Exp: 2032-11-14→ Common Stock (608,697 underlying)
Footnotes (10)
- [F1]Shares withheld to cover tax withholding obligations on the vesting of 170,000 restricted stock units (RSUs).
- [F10]25% of the stock options vested on 11/14/2023, and 25% vest on each of 11/14/2024, 11/14/2025 and 11/14/2026.
- [F2]Includes 653,098 RSUs consisting of the following: (i) 93,750 RSUs that vest one-third on each of 12/07/2023, 12/07/2024 and 12/07/2025; (ii) 229,348 RSUs that vest one-fourth on each of 11/14/2023, 11/14/2024, 11/14/2025 and 11/14/2026; and (iii) 330,000 RSUs that vest one-half on each of 7/20/2024 and 7/20/2025.
- [F3]Shares withheld to cover tax withholding obligations on the vesting of 57,337 RSUs.
- [F4]Includes 595,761 RSUs consisting of the following: (i) 93,750 RSUs that vest one-third on each of 12/07/2023, 12/07/2024 and 12/07/2025; (ii) 172,011 RSUs that vest one-third on each of 11/14/2024, 11/14/2025 and 11/14/2026; and (iii) 330,000 RSUs that vest one-half on each of 7/20/2024 and 7/20/2025.
- [F5]Shares withheld to cover tax withholding obligations on the vesting of 31,250 RSUs.
- [F6]Includes 564,511 RSUs consisting of the following: (i) 62,500 RSUs that vest one-half on each of 12/07/2024 and 12/07/2025; (ii) 172,011 RSUs that vest one-third on each of 11/14/2024, 11/14/2025 and 11/14/2026; and (iii) 330,000 RSUs that vest one-half on each of 7/20/2024 and 7/20/2025.
- [F7]25% of the stock options vested on each of 12/07/2022 and 6/7/2023, and 25% vest on each of 06/07/2024 and 06/07/2025.
- [F8]25% of the stock options vested on each of 01/27/2023 and 07/27/2023, and 25% vest on each of 07/27/2024 and 07/27/2025.
- [F9]25% of the stock options vested on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.
Issuer
Vintage Wine Estates, Inc.
CIK 0001834045
Entity typeother
Related Parties
1- filerCIK 0001956405
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 4:39 PM ET
- Size
- 14.4 KB