Long Zach 4

4 · Vintage Wine Estates, Inc. · Filed Dec 8, 2023

Insider Transaction Report

Form 4

Period: 2023-09-11

Vintage Wine Estates, Inc.VWE

Long Zach

Chief Operations Officer

Transactions

Tax Payment
Common Stock
2023-11-14$0.67/sh−19,828$13,245→ 765,286 total
Tax Payment
Common Stock
2023-09-11$1.04/sh−58,787$61,432→ 785,114 total
Tax Payment
Common Stock
2023-12-07$0.52/sh−10,807$5,620→ 754,479 total

Holdings

Stock Option (Right to Buy)
Exercise: $10.50Exp: 2032-03-07→ Common Stock (50,000 underlying)
50,000
Stock Option (Right to Buy)
Exercise: $10.50Exp: 2031-06-07→ Common Stock (8,000 underlying)
8,000
Stock Option (Right to Buy)
Exercise: $10.50Exp: 2031-07-27→ Common Stock (42,000 underlying)
42,000
Stock Option (Right to Buy)
Exercise: $10.50Exp: 2032-11-14→ Common Stock (608,697 underlying)
608,697

Footnotes (10)

[F1]Shares withheld to cover tax withholding obligations on the vesting of 170,000 restricted stock units (RSUs).
[F10]25% of the stock options vested on 11/14/2023, and 25% vest on each of 11/14/2024, 11/14/2025 and 11/14/2026.
[F2]Includes 653,098 RSUs consisting of the following: (i) 93,750 RSUs that vest one-third on each of 12/07/2023, 12/07/2024 and 12/07/2025; (ii) 229,348 RSUs that vest one-fourth on each of 11/14/2023, 11/14/2024, 11/14/2025 and 11/14/2026; and (iii) 330,000 RSUs that vest one-half on each of 7/20/2024 and 7/20/2025.
[F3]Shares withheld to cover tax withholding obligations on the vesting of 57,337 RSUs.
[F4]Includes 595,761 RSUs consisting of the following: (i) 93,750 RSUs that vest one-third on each of 12/07/2023, 12/07/2024 and 12/07/2025; (ii) 172,011 RSUs that vest one-third on each of 11/14/2024, 11/14/2025 and 11/14/2026; and (iii) 330,000 RSUs that vest one-half on each of 7/20/2024 and 7/20/2025.
[F5]Shares withheld to cover tax withholding obligations on the vesting of 31,250 RSUs.
[F6]Includes 564,511 RSUs consisting of the following: (i) 62,500 RSUs that vest one-half on each of 12/07/2024 and 12/07/2025; (ii) 172,011 RSUs that vest one-third on each of 11/14/2024, 11/14/2025 and 11/14/2026; and (iii) 330,000 RSUs that vest one-half on each of 7/20/2024 and 7/20/2025.
[F7]25% of the stock options vested on each of 12/07/2022 and 6/7/2023, and 25% vest on each of 06/07/2024 and 06/07/2025.
[F8]25% of the stock options vested on each of 01/27/2023 and 07/27/2023, and 25% vest on each of 07/27/2024 and 07/27/2025.
[F9]25% of the stock options vested on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.

Documents

1 file

4
form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES