Home/Filings/4/0001062993-23-022813
4//SEC Filing

Huval Timothy S. 4

Accession 0001062993-23-022813

CIK 0000049071other

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 10:50 AM ET

Size

26.0 KB

Accession

0001062993-23-022813

Insider Transaction Report

Form 4
Period: 2023-12-15
Huval Timothy S.
Senior VP & Chief HR Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2023-12-15343686 total
    Humana Common (343 underlying)
  • Exercise/Conversion

    Humana Common

    2023-12-15+3624,947 total
  • Exercise/Conversion

    Humana Common

    2023-12-15+3435,122 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-12-154060 total
    Humana Common (406 underlying)
  • Tax Payment

    Humana Common

    2023-12-15$463.58/sh189$87,6174,585 total
  • Exercise/Conversion

    Humana Common

    2023-12-15+4064,774 total
  • Tax Payment

    Humana Common

    2023-12-15$463.58/sh168$77,8814,779 total
  • Tax Payment

    Humana Common

    2023-12-15$463.58/sh160$74,1734,962 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-12-15362362 total
    Humana Common (362 underlying)
Holdings
  • Options

    Exercise: $425.06Exp: 2029-02-21Humana Common (3,932 underlying)
    3,932
  • Options

    Exercise: $307.96Exp: 2026-02-25Humana Common (324 underlying)
    324
  • Options

    Exercise: $350.79Exp: 2027-02-24Humana Common (2,030 underlying)
    2,030
  • Options

    Exercise: $376.61Exp: 2028-02-22Humana Common (3,336 underlying)
    3,336
  • Options

    Exercise: $510.24Exp: 2030-02-24Humana Common (3,973 underlying)
    3,973
Footnotes (10)
  • [F1]Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
  • [F10]Shares disposed of represent payment for tax liability on Restricted Stock Units vesting on 12/15/23.
  • [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
  • [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
  • [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
  • [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
  • [F6]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  • [F7]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
  • [F8]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
  • [F9]Restricted stock units granted to reporting person on 02/21/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Issuer

HUMANA INC

CIK 0000049071

Entity typeother

Related Parties

1
  • filerCIK 0001565717

Filing Metadata

Form type
4
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 10:50 AM ET
Size
26.0 KB