Sebastiani Jonathan 4
4 · Vintage Wine Estates, Inc. · Filed Dec 22, 2023
Insider Transaction Report
Form 4
Sebastiani Jonathan
DirectorOther
Transactions
- Award
Common Stock
2023-12-21+78,316→ 253,947 total
Holdings
- 1,134,946(indirect: By Sonoma Brands entities)
Common Stock
Footnotes (3)
- [F1]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024.
- [F2]Includes 78,316 RSUs that vest on 12/21/2024.
- [F3]Mr. Sebastiani has sole voting and dispositive power over the 684,881 shares owned by Sonoma Brands II, LP, the 410,715 shares owned by Sonoma Brands VWE Co-Invest, L.P. and the 39,350 shares owned by Sonoma Brands II Select, L.P. Mr. Sebastiani disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Sonoma Brands Partners II, LLC is the managing member of Sonoma Brands II GP, LLC, which is the general partner of Sonoma Brands II, L.P., Sonoma Brands VWE Co-Invest, L.P. and Sonoma Brands II Select, L.P.