BERNER ROBERT L III 4
4 · Vintage Wine Estates, Inc. · Filed Dec 22, 2023
Insider Transaction Report
Form 4
BERNER ROBERT L III
Director10% Owner
Transactions
- Award
Common Stock
2023-12-21+78,316→ 777,561 total
Holdings
- 186,569
Warrants to purchase common stock
Exercise: $11.50From: 2021-08-11Exp: 2026-06-08→ Common Stock (186,569 underlying)
Footnotes (2)
- [F1]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer.
- [F2]Includes 78,316 restricted stock units that vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer.