4//SEC Filing
BERNER ROBERT L III 4
Accession 0001062993-23-023093
CIK 0001834045other
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 4:28 PM ET
Size
6.5 KB
Accession
0001062993-23-023093
Insider Transaction Report
Form 4
BERNER ROBERT L III
Director10% Owner
Transactions
- Award
Common Stock
2023-12-21+78,316→ 777,561 total
Holdings
- 186,569
Warrants to purchase common stock
Exercise: $11.50From: 2021-08-11Exp: 2026-06-08→ Common Stock (186,569 underlying)
Footnotes (2)
- [F1]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer.
- [F2]Includes 78,316 restricted stock units that vest on 12/21/2024 and become payable in common stock upon the Reporting Person's separation from service as a director of the issuer.
Issuer
Vintage Wine Estates, Inc.
CIK 0001834045
Entity typeother
Related Parties
1- filerCIK 0001075376
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 4:28 PM ET
- Size
- 6.5 KB