4//SEC Filing
Harms Mark W.B. 4
Accession 0001062993-23-023094
CIK 0001834045other
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 4:29 PM ET
Size
13.3 KB
Accession
0001062993-23-023094
Insider Transaction Report
Form 4
Harms Mark W.B.
Director10% Owner
Transactions
- Award
Common Stock
2023-12-21+78,316→ 777,561 total
Holdings
- 2,222,228(indirect: By Bespoke Sponsor Capital LP)
Warrants to purchase common stock
Exercise: $11.50From: 2021-08-11Exp: 2026-06-08→ Common Stock (2,222,228 underlying) - 1,666,675(indirect: By Bespoke Sponsor Capital LP)
Common Stock
- 186,569
Warrants to purchase common stock
Exercise: $11.50From: 2021-08-11Exp: 2026-06-08→ Common Stock (186,569 underlying)
Footnotes (5)
- [F1]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024.
- [F2]Includes 78,316 restricted stock units that vest on 12/21/2024.
- [F3]Includes 671,695 shares of common stock that were previously reported as being held directly by the Bespoke Sponsor Capital LP.
- [F4]The securities reported are held by Bespoke Sponsor Capital LP (the "Sponsor"). Bespoke Capital Partners, LLC ("BCP") is the general partner of the Sponsor and the Reporting Person is the managing member of BCP. The Reporting Person shares voting and investment power with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of such securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
- [F5]These warrants to purchase common stock were previously reported as being held directly by the Bespoke Sponsor Capital LP.
Issuer
Vintage Wine Estates, Inc.
CIK 0001834045
Entity typeother
Related Parties
1- filerCIK 0001864285
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 4:29 PM ET
- Size
- 13.3 KB