Home/Filings/4/0001062993-24-004168
4//SEC Filing

Huval Timothy S. 4

Accession 0001062993-24-004168

CIK 0000049071other

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 12:52 PM ET

Size

21.0 KB

Accession

0001062993-24-004168

Insider Transaction Report

Form 4
Period: 2024-02-21
Huval Timothy S.
Senior VP & Chief HR Officer
Transactions
  • Exercise/Conversion

    Humana Common

    2024-02-22+3,7128,674 total
  • Tax Payment

    Humana Common

    2024-02-22$366.11/sh1,284$470,0797,390 total
  • Award

    Humana Common

    2024-02-21+4,35711,747 total
  • Award

    Options

    2024-02-21+6,3096,309 total
    Exercise: $367.21Exp: 2031-02-21Humana Common (6,309 underlying)
Holdings
  • Options

    Exercise: $307.96Exp: 2026-02-25Humana Common (324 underlying)
    324
  • Options

    Exercise: $350.79Exp: 2027-02-24Humana Common (2,030 underlying)
    2,030
  • Options

    Exercise: $376.61Exp: 2028-02-22Humana Common (3,336 underlying)
    3,336
  • Options

    Exercise: $425.06Exp: 2029-02-21Humana Common (3,932 underlying)
    3,932
  • Restricted Stock Units

    Humana Common (362 underlying)
    362
  • Options

    Exercise: $510.24Exp: 2030-02-24Humana Common (3,973 underlying)
    3,973
  • Restricted Stock Units

    Humana Common (686 underlying)
    686
Footnotes (13)
  • [F1]Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
  • [F10]Restricted stock units granted to reporting person on 2/21/24.
  • [F11]Includes 4,357 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
  • [F12]Includes Performance Stock Units that are not required to be reported until vest.
  • [F13]Shares disposed of represent payment for tax liability on Performance Stock Units vesting on 2/22/24.
  • [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
  • [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
  • [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
  • [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
  • [F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
  • [F7]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  • [F8]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
  • [F9]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Issuer

HUMANA INC

CIK 0000049071

Entity typeother

Related Parties

1
  • filerCIK 0001565717

Filing Metadata

Form type
4
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 12:52 PM ET
Size
21.0 KB