4/A//SEC Filing
Duchscher Robert 4/A
Accession 0001062993-25-010560
CIK 0000351834other
Filed
May 29, 8:00 PM ET
Accepted
May 30, 4:07 PM ET
Size
9.1 KB
Accession
0001062993-25-010560
Insider Transaction Report
Form 4/AAmended
SunOpta Inc.STKL
Transactions
- Exercise/Conversion
Common Shares
2023-05-25$4.73/sh+20,000$94,600→ 88,566 total - Tax Payment
Common Shares
2023-05-25$7.19/sh−13,158$94,606→ 75,408 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-05-25−20,000→ 21,502 totalExercise: $4.73Exp: 2030-07-10→ Common Shares (20,000 underlying)
Footnotes (3)
- [F1]This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the exercise of the Options.
- [F2]The option representing a right to purchase a total of 41,502 shares, became exercisable in three equal annual installments beginning on July 10, 2021 which was the first anniversary of the date on which the option was granted.
- [F3]On May 30, 2023, the reporting person filed a Form 4 which inadvertently underreported the number of shares withheld by the Company to satisfy income tax withholding requirements in connection with the exercise of an option by 6,316 shares. As reported in this amendment, 13,158 shares were in fact withheld. As a result, the total amount of securities beneficially owned was incorrectly reported on subsequent Form 4s filed for the reporting person.
Issuer
SunOpta Inc.
CIK 0000351834
Entity typeother
Related Parties
1- filerCIK 0001701397
Filing Metadata
- Form type
- 4/A
- Filed
- May 29, 8:00 PM ET
- Accepted
- May 30, 4:07 PM ET
- Size
- 9.1 KB