Harnett Sue 4
4 · Sphere 3D Corp. · Filed May 29, 2026
Research Summary
AI-generated summary of this filing
Sphere 3D (ANY) Director Sue Harnett Exercises RSUs, Disposes 12,630
What Happened
Sue Harnett, a director of Sphere 3D Corp. (ANY), reported the exercise/conversion of derivative awards on 2026-05-29 that resulted in the acquisition of 12,630 shares and a simultaneous disposition of 12,630 shares. The filing uses Form 4 code M (exercise/conversion of derivative). No price or total dollar value is provided in the filing.
Key Details
- Transaction date: 2026-05-29 (filing date: 2026-05-29) — filing date matches transaction date; no late filing indicated in the provided record.
- Transaction type/code: M — exercise or conversion of a derivative security.
- Shares acquired: 12,630; shares disposed: 12,630.
- Price/value: Not reported (N/A) for both acquisition and disposition, so dollar amounts cannot be calculated from the filing.
- Shares owned after transaction: Not specified in the provided filing excerpt.
- Footnote: Each RSU represents a contingent right to receive one share of Sphere 3D common stock.
Context
The filing shows a conversion of RSUs (derivative awards) into common stock with a matching disposition of the same number of shares. The document does not state whether the disposition was a sale, transfer, or related to tax withholding, so no conclusion about Harnett’s market intent can be drawn from this filing alone.
Insider Transaction Report
- Exercise/Conversion
Common Stock
[F1]2026-05-29+12,630→ 32,601 total - Exercise/Conversion
Restricted Stock Unit (RSU)
[F1]2026-05-29−12,630→ 74,074 totalFrom: 2026-05-29Exp: 2026-05-29→ Common Stock (12,630 underlying)
Footnotes (1)
- [F1]Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.