TriState Capital Holdings, Inc. 4
4 · TriState Capital Holdings, Inc. · Filed Feb 6, 2014
Insider Transaction Report
Form 4
FARRELL MICHAEL J
Director
Transactions
- Purchase
Common Stock
2014-02-04$13.78/sh+10,000$137,764→ 10,000 total(indirect: By Partnership) - Purchase
Common Stock
2014-02-05$13.92/sh+10,000$139,172→ 20,000 total(indirect: By Partnership)
Holdings
- 2,500
Common Stock
- 22,500(indirect: By Partnership)
Common Stock
- 10,000(indirect: By LLC)
Common Stock
Footnotes (5)
- [F1]The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $13.63 to $13.88, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]Mr. Farrell is the President and Manager of Farrell Investment Company, LLC, which is the General Partner of this entity.
- [F3]The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $13.825 to $14.00, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F4]Mr. Farrell is the General Partner of this entity.
- [F5]Mr. Farrell is the President and Manager of this entity