BUTCH THOMAS W 4
4 · WADDELL & REED FINANCIAL INC · Filed Jan 3, 2013
Insider Transaction Report
Form 4
BUTCH THOMAS W
SVP & Chief Marketing Officer
Transactions
- Gift
Class A Common
2012-12-31−70,000→ 248 total - Gift
Class A Common
2012-12-31+70,000→ 372,011 total(indirect: By Trust) - Tax Payment
Class A Common
2012-12-31$34.82/sh−30,672$1,067,999→ 302,011 total(indirect: By Trust) - Award
Class A Common
2012-12-31+70,000→ 70,248 total
Holdings
- 66,063(indirect: By Trust)
Class A Common
- 1,254.568(indirect: By 401(k))
Class A Common
Footnotes (4)
- [F1]Transfer of shares to trust for estate planning purposes.
- [F2]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mr. Butch is the sole trustee of this trust.
- [F3]These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mrs. Butch is the sole trustee of this trust.
- [F4]Units (which include Class A common stock and cash reserves) representing Mr. Butch's interest in the Company 401(k) Plan unitized stock fund.