Insider · CIK 0001071334

BUTCH THOMAS W

Reports to the SEC for 5 companies · OVERLAND PARK, KS

sec.gov

Transactions

Companies

Filings

CIK

0001071334

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-12-31	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−33.5K sh	$22.34	−$749K	399,283
2017-11-10	WADDELL & REED FINANCIAL INCS Sale	EVP & Chief Marketing Officer	SSale	−35K sh	$19.22	−$673K	432,809
2017-11-09	WADDELL & REED FINANCIAL INCS Sale	EVP & Chief Marketing Officer	SSale	−5,000 sh	$19.26	−$96.3K	467,809
2016-12-31	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−21.3K sh	$19.51	−$415K	378,309
2016-12-31	WADDELL & REED FINANCIAL INCA Award	EVP & Chief Marketing Officer	AAward	+94.5K sh	—	—	94,748
2016-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−94.5K sh	—	—	248
2016-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+94.5K sh	—	—	472,809
2015-12-31	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−27.1K sh	$28.66	−$777K	329,575
2015-12-31	WADDELL & REED FINANCIAL INCA Award	EVP & Chief Marketing Officer	AAward	+70K sh	—	—	70,248
2015-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−70K sh	—	—	248
2015-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+70K sh	—	—	399,575
2014-12-31	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−32.7K sh	$49.82	−$1.63M	311,670
2014-12-31	WADDELL & REED FINANCIAL INCA Award	EVP & Chief Marketing Officer	AAward	+45K sh	—	—	45,248
2014-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−45K sh	—	—	248
2014-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+45K sh	—	—	356,670
2013-12-31	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−35.5K sh	$65.12	−$2.31M	326,555
2013-12-31	WADDELL & REED FINANCIAL INCA Award	EVP & Chief Marketing Officer	AAward	+35K sh	—	—	35,248
2013-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−35K sh	—	—	248
2013-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+35K sh	—	—	361,555
2013-08-13	WADDELL & REED FINANCIAL INCS Sale	EVP & Chief Marketing Officer	SSale	−10K sh	$51.06	−$511K	362,011
2013-08-13	WADDELL & REED FINANCIAL INCS Sale	EVP & Chief Marketing Officer	SSale	−7,500 sh	$51.13	−$383K	58,563
2012-12-31	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−30.7K sh	$34.82	−$1.07M	302,011
2012-12-31	WADDELL & REED FINANCIAL INCA Award	EVP & Chief Marketing Officer	AAward	+70K sh	—	—	70,248
2012-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−70K sh	—	—	248
2012-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+70K sh	—	—	372,011
2011-12-31	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−27.8K sh	$24.77	−$688K	262,683
2011-12-31	WADDELL & REED FINANCIAL INCA Award	EVP & Chief Marketing Officer	AAward	+70K sh	—	—	70,248
2011-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−70K sh	—	—	248
2011-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+70K sh	—	—	332,683
2011-04-12	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−30K sh	—	—	290,454
2011-04-12	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+30K sh	—	—	66,063
2010-12-31	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−18K sh	$35.29	−$634K	249,454
2010-12-31	WADDELL & REED FINANCIAL INCA Award	EVP & Chief Marketing Officer	AAward	+71K sh	—	—	71,248
2010-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−71K sh	—	—	248
2010-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+71K sh	—	—	320,454
2010-12-29	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−5,526 sh	$35.88	−$198K	267,416
2010-04-02	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−3,326 sh	$36.89	−$123K	297,942
2009-12-31	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−9,258 sh	$30.54	−$283K	230,268
2009-12-31	WADDELL & REED FINANCIAL INCA Award	EVP & Chief Marketing Officer	AAward	+71K sh	—	—	71,248
2009-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−71K sh	—	—	248
2009-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+71K sh	—	—	301,268
2009-12-29	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−5,526 sh	$30.63	−$169K	239,526
2009-07-15	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−25K sh	—	—	272,942
2009-07-15	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+25K sh	—	—	36,063
2009-04-02	WADDELL & REED FINANCIAL INCF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−6,709 sh	$19.12	−$128K	245,052
2007-12-31	WADDELL & REED FINANCIAL INCA Award	EVP & Chief Marketing Officer	AAward	+50K sh	—	—	50,248
2007-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−50K sh	—	—	248
2007-12-31	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+50K sh	—	—	175,934
2007-11-14	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	−24.1K sh	—	—	248
2007-11-14	WADDELL & REED FINANCIAL INCG Gift	EVP & Chief Marketing Officer	GGift	+12.1K sh	—	—	125,934

Recent filings

Accepted (ET)
Jan 34
BUTCH THOMAS W0001071334-18-000002
SEC(opens sec.gov)
Nov 134
BUTCH THOMAS W0001071334-17-000004
SEC(opens sec.gov)
Jan 44
WADDELL & REED FINANCIAL INC0001071334-17-000002
SEC(opens sec.gov)
Jan 54
WADDELL & REED FINANCIAL INC0001071334-16-000004
SEC(opens sec.gov)
Jan 54
WADDELL & REED FINANCIAL INC0001071334-15-000002
SEC(opens sec.gov)
Jan 24
WADDELL & REED FINANCIAL INC0001071334-14-000002
SEC(opens sec.gov)
Aug 144
WADDELL & REED FINANCIAL INC0001071334-13-000004
SEC(opens sec.gov)

Companies

Address

6300 LAMAR AVENUE

OVERLAND PARK, KS, 66202