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4//SEC Filing

REDWOOD MICROCAP FUND INC 4

Accession 0001072613-05-000783

CIK 0000742094other

Filed

Mar 28, 7:00 PM ET

Accepted

Mar 29, 10:41 AM ET

Size

8.9 KB

Accession

0001072613-05-000783

Insider Transaction Report

Form 4
Period: 2004-09-30
Gibbs John D
10% Owner
Transactions
  • Other

    Accrued interest on note

    2004-09-30$1.45/sh+76,194$110,48176,194 total
    Exercise: $1.45From: 2004-09-30Common Stock (76,194 underlying)
  • Purchase

    Common Stock

    2005-03-24$1.60/sh+901,632$1,442,6111,195,576 total(indirect: By Corporation)
Holdings
  • Common Stock

    29,200
  • Convertible Note

    1,230,000
Footnotes (4)
  • [F1]989,176 are owned by Gibbs Holdings, LLC which is wholly-owned by John Gibbs and 206,400 are owned by TriPower Resources, an indirect controlled subsidiary of the issuer.
  • [F2]These securities are owned by John Gibbs.
  • [F3]Represents right to receive accrued interest on convertible note owned by John Gibbs payable in shares of common stock.
  • [F4]N/A

Issuer

REDWOOD MICROCAP FUND INC

CIK 0000742094

Entity typeother

Related Parties

1
  • filerCIK 0000742094

Filing Metadata

Form type
4
Filed
Mar 28, 7:00 PM ET
Accepted
Mar 29, 10:41 AM ET
Size
8.9 KB