REDWOOD MICROCAP FUND INC 4
4 · REDWOOD MICROCAP FUND INC · Filed Mar 29, 2005
Insider Transaction Report
Form 4
Gibbs John D
10% Owner
Transactions
- Other
Accrued interest on note
2004-09-30$1.45/sh+76,194$110,481→ 76,194 totalExercise: $1.45From: 2004-09-30→ Common Stock (76,194 underlying) - Purchase
Common Stock
2005-03-24$1.60/sh+901,632$1,442,611→ 1,195,576 total(indirect: By Corporation)
Holdings
- 29,200
Common Stock
- 1,230,000
Convertible Note
Footnotes (4)
- [F1]989,176 are owned by Gibbs Holdings, LLC which is wholly-owned by John Gibbs and 206,400 are owned by TriPower Resources, an indirect controlled subsidiary of the issuer.
- [F2]These securities are owned by John Gibbs.
- [F3]Represents right to receive accrued interest on convertible note owned by John Gibbs payable in shares of common stock.
- [F4]N/A