CITY OF LONDON INVESTMENT GROUP PLC 4

Accession 0001072613-18-000448

CIK 0000748691other

Filed

Aug 16, 8:00 PM ET

Accepted

Aug 17, 4:03 PM ET

Size

17.5 KB

Accession

0001072613-18-000448

Form 4

Period: 2018-08-16

10% Owner

Transactions

Sale
Common Stock, par value $.01 per share
2018-08-16$35.48/sh−5,178$183,715→ 238,070 total(indirect: As investment adviser to a private investment fund)

Holdings

Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
129,462
Common Stock, par value $.01 per share
(indirect: As investment adviser to a Dublin, Ireland-listed open-ended investment company)
96,019
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
105,424
Common Stock, par value $.01 per share
(indirect: As investment adviser to unaffiliated third-party segregated accounts)
825,889
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
63,805
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
122,221
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
163,103
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
186,578
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
24,022
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
21,647

Footnotes (13)

[F1]These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
[F10]These securities are beneficially owned by The EM Plus CEF Fund.
[F11]These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.
[F12]No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
[F13]As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.
[F2]These securities are beneficially owned by Emerging Markets Free Fund.
[F3]These securities are beneficially owned by Emerging Markets Global Fund.
[F4]These securities are beneficially owned by Emerging Markets Investable Fund.
[F5]These securities are beneficially owned by Global Emerging Markets Fund.
[F6]These securities are beneficially owned by The Emerging World Fund.
[F7]These securities are beneficially owned by Emerging Free Markets Country Fund.
[F8]These securities are beneficially owned by Emerging Markets Country Fund.
[F9]These securities are beneficially owned by Investable Emerging Markets Country Fund.

Documents

1 file

KOREA FUND INC

CIK 0000748691

Entity typeother